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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-5.24%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+281.97%
AUM
$408M
AUM Growth
-$48.8M
Cap. Flow
-$19.4M
Cap. Flow %
-4.76%
Top 10 Hldgs %
48.74%
Holding
319
New
31
Increased
34
Reduced
34
Closed
27

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$17.9M
2
BX icon
Blackstone
BX
+$11M
3
F icon
Ford
F
+$9.76M
4
NVDA icon
NVIDIA
NVDA
+$8.32M
5
ZTS icon
Zoetis
ZTS
+$4.57M

Top Sells

Rank Stock Value
1
VYGG
Vy Global Growth
VYGG
+$22.8M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$10.6M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$10.5M
4
ROCLU
Roth CH Acquisition V Co. Unit
ROCLU
+$9.86M
5
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$7.39M

Sector Composition

Rank Sector Weight
1 Financials 21.82%
2 Technology 16.12%
3 Healthcare 13.58%
4 Energy 8.86%
5 Consumer Discretionary 4.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUK icon
226
Duke Energy
DUK
$96.2B
$247K 0.06%
2,650
– –
NBST
227
DELISTED
Newbury Street Acquisition Corporation Common Stock
NBST
$245K 0.06%
25,000
– –
RDFI icon
228
Rareview Dynamic Fixed Income ETF
RDFI
$84.2M
$242K 0.06%
11,025
– –
XLC icon
229
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$239K 0.06%
5,000
– –
UPS icon
230
United Parcel Service
UPS
$91.5B
$238K 0.06%
1,470
– –
CMI icon
231
Cummins
CMI
$89.5B
$236K 0.06%
1,161
– –
MPLX icon
232
MPLX
MPLX
$60.1B
$236K 0.06%
7,823
– –
SHV icon
233
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$235K 0.06%
2,132
– –
FLG
234
Flagstar Bank National Association
FLG
$5.96B
$231K 0.06%
9,060
+1,500
+20% +$44K
GHI icon
235
Greystone Housing Impact Investors LP
GHI
$140M
$228K 0.06%
13,533
-141
-1% -$2.58K
WASH icon
236
Washington Trust Bancorp
WASH
$753M
$227K 0.06%
4,885
– –
DEO icon
237
Diageo
DEO
$49.2B
$225K 0.06%
1,325
– –
PFF icon
238
iShares Preferred and Income Securities ETF
PFF
$13.3B
$222K 0.05%
7,000
– –
FCFS icon
239
FirstCash
FCFS
$9.02B
$220K 0.05%
3,000
-3,300
-52% -$246K
ZM icon
240
Zoom
ZM
$29.5B
$216K 0.05%
2,900
– –
ASO icon
241
Academy Sports + Outdoors
ASO
$2.97B
$211K 0.05%
+5,000
New +$219K
PRU icon
242
Prudential Financial
PRU
$41.5B
$211K 0.05%
2,465
-83
-3% -$7.99K
NTR icon
243
Nutrien
NTR
$32.1B
$210K 0.05%
+2,500
New +$215K
C icon
244
Citigroup
C
$231B
$208K 0.05%
4,989
-5
-0.1% -$247
ASAX
245
DELISTED
Astrea Acquisition Corp. Class A Common Stock
ASAX
$207K 0.05%
21,000
– –
IJR icon
246
iShares Core S&P Small-Cap ETF
IJR
$112B
$201K 0.05%
2,306
– –
BITE
247
DELISTED
Bite Acquisition Corp.
BITE
$196K 0.05%
19,998
– –
KURA icon
248
Kura Oncology
KURA
$817M
$194K 0.05%
14,900
– –
PGEN icon
249
Precigen
PGEN
$2.47B
$191K 0.05%
90,000
– –
DKNG icon
250
DraftKings
DKNG
$10.8B
$185K 0.05%
12,191
– –
8 9
10
11 12

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TA
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CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
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RPSM
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BIA
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SPF
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KIM
Kurv Investment Management San Francisco, California $173M AUM

Sanders Morris Harris's Q3 2022 Portfolio in Review

As of Q3 2022, Sanders Morris Harris held 319 positions worth $408M, down 11% from $457M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sanders Morris Harris withdrew a net $19.4M in Q3 2022, closing 27 positions and reducing 34 holdings. Its most notable exit was Vy Global Growth, an estimated $22.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 22% of assets, down from 25% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Sanders Morris Harris opened a new position in Ford worth $7.81M.

  • Sanders Morris Harris's largest Q3 2022 buy was Ford: 697,400 shares worth $7.81M.
  • Sanders Morris Harris added most to Invesco QQQ Trust in Q3 2022, an estimated $17.9M increase.
  • Sanders Morris Harris's biggest Q3 2022 reduction was FIGS, cutting an estimated $4.82M.
  • Sanders Morris Harris fully exited Vy Global Growth in Q3 2022, selling an estimated $22.8M.
  • Sanders Morris Harris's ten largest holdings make up 49% of its $408M portfolio in Q3 2022.
  • Sanders Morris Harris opened 31 new positions and closed 27 in Q3 2022.
  • Sanders Morris Harris's portfolio value fell 11% quarter-over-quarter to $408M.

Based on Sanders Morris Harris's 13F filing for Q3 2022, filed 7 Oct 2022.