PEAK6’s Hercules Capital HTGC Stock Holding History

PEAK6’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-150,000	Closed	-$2.82M	–	2963
2025 Q4	$2.82M	Buy	+150,000	New	+$2.71M	0.01%	1239
2025 Q3	–	Sell	-20,000	Closed	-$366K	–	3175
2025 Q2	$366K	Buy	+20,000	New	+$354K	﹤0.01%	2243

Other funds holding HTGC

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PEAK6's HTGC Position: Q3 2025 in Review

PEAK6 sold out of Hercules Capital (HTGC) in Q3 2025, closing a stake of 81 shares — an estimated $1.48K sold.

PEAK6 first reported a position in HTGC in Q2 2025 and held it in 1 quarter. The position peaked at $1.48K in Q2 2025. 344 funds tracked by Wall St. Rank hold HTGC as of Q3 2025.

PEAK6 reported no remaining Hercules Capital position as of Q3 2025 after selling out during the quarter.
PEAK6 sold 81 Hercules Capital shares in Q3 2025, an estimated $1.48K.
PEAK6 first reported a position in Hercules Capital in Q2 2025 and held it in 1 quarter.
PEAK6's Hercules Capital position peaked at $1.48K in Q2 2025.
344 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2025.

Based on PEAK6's 13F filing for Q3 2025, filed 14 Nov 2025.