Parallax Volatility Advisers’s First Trust Dow Jones Select MicroCap Index Fund FDM Stock Holding History

Parallax Volatility Advisers’s Portfolio FDM Stock Details FDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-1	Closed	–	–	2644
2019 Q2	$0	Hold	1	–	–	﹤0.01%	2891
2019 Q1	$0	Hold	1	–	–	﹤0.01%	3112
2018 Q4	$0	Hold	1	–	–	﹤0.01%	3187
2018 Q3	$0	Hold	1	–	–	﹤0.01%	2852
2018 Q2	$0	Hold	1	–	–	﹤0.01%	2443
2018 Q1	$0	Hold	1	–	–	﹤0.01%	2837
2017 Q4	$0	Hold	1	–	–	﹤0.01%	4211
2017 Q3	$0	Hold	1	–	–	﹤0.01%	2416
2017 Q2	$0	Hold	1	–	–	﹤0.01%	2755
2017 Q1	$0	Hold	1	–	–	﹤0.01%	3852
2016 Q4	$0	Hold	1	–	–	﹤0.01%	3356
2016 Q3	$0	Hold	1	–	–	﹤0.01%	3153
2016 Q2	$0	Hold	1	–	–	﹤0.01%	2783
2016 Q1	$0	Hold	1	–	–	﹤0.01%	2832
2015 Q4	$0	Hold	1	–	–	﹤0.01%	3152
2015 Q3	$0	Hold	1	–	–	﹤0.01%	3225
2015 Q2	$0	Hold	1	–	–	﹤0.01%	3963
2015 Q1	$0	Hold	1	–	–	﹤0.01%	4688
2014 Q4	$0	Buy	+1	New	+$31	﹤0.01%	5238

Other funds holding FDM

CCP

Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $4.48B AUM 19.29% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

FWM

Frontier Wealth Management Kansas City, Missouri $1.38B AUM 6.3% 1-Year Est. Return

Parallax Volatility Advisers's FDM Position: Q3 2019 in Review

Parallax Volatility Advisers sold out of First Trust Dow Jones Select MicroCap Index Fund (FDM) in Q3 2019, closing a stake of 1 share.

Parallax Volatility Advisers first reported a position in FDM in Q4 2014 and held it in 19 quarters. The position peaked at $0 in Q2 2019. 49 funds tracked by Wall St. Rank hold FDM as of Q3 2019.

Parallax Volatility Advisers reported no remaining First Trust Dow Jones Select MicroCap Index Fund position as of Q3 2019 after selling out during the quarter.
Parallax Volatility Advisers sold 1 First Trust Dow Jones Select MicroCap Index Fund share in Q3 2019.
Parallax Volatility Advisers first reported a position in First Trust Dow Jones Select MicroCap Index Fund in Q4 2014 and held it in 19 quarters.
Parallax Volatility Advisers's First Trust Dow Jones Select MicroCap Index Fund position peaked at $0 in Q2 2019.
49 funds tracked by Wall St. Rank held First Trust Dow Jones Select MicroCap Index Fund as of Q3 2019.

Based on Parallax Volatility Advisers's 13F filing for Q3 2019, filed 14 Nov 2019.