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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HURN icon
2226
Huron Consulting
HURN
$1.89B
– –
-5,557
Closed -$240K
HWC icon
2227
Hancock Whitney
HWC
$6.07B
– –
-23,322
Closed -$1.14M
HXL icon
2228
Hexcel
HXL
$8.28B
– –
-12,100
Closed -$639K
PPLI
2229
CALL
People Inc
PPLI
$3.15B
– –
-76,657
Closed -$1.41M
PPLI
2230
PUT
People Inc
PPLI
$3.15B
– –
-68,824
Closed -$1.27M
ICLR icon
2231
Icon
ICLR
$13B
– –
-14,079
Closed -$1.38M
IMUX icon
2232
Immunic
IMUX
$188M
– –
-299
Closed -$347K
INTC icon
2233
Intel
INTC
$462B
– –
-440,984
Closed -$15.7M
IOVA icon
2234
Iovance Biotherapeutics
IOVA
$2.19B
– –
-18,400
Closed -$135K
IP icon
2235
International Paper
IP
$22.5B
– –
-4,179
Closed -$220K
IPG
2236
DELISTED
Interpublic Group of Companies
IPG
– –
-19,300
Closed -$475K
IPI icon
2237
Intrepid Potash
IPI
$461M
– –
-2,570
Closed -$58K
IQV icon
2238
IQVIA
IQV
$35.6B
– –
-69,842
Closed -$6.25M
IRIX icon
2239
IRIDEX
IRIX
$15.5M
– –
-31,550
Closed -$312K
IRMD icon
2240
iRadimed
IRMD
$1.22B
– –
-14,700
Closed -$126K
ITW icon
2241
CALL
Illinois Tool Works
ITW
$81.9B
– –
-14,500
Closed -$2.08M
ITW icon
2242
PUT
Illinois Tool Works
ITW
$81.9B
– –
-25,400
Closed -$3.64M
IVZ icon
2243
Invesco
IVZ
$13.3B
– –
-108,937
Closed -$3.83M
IYR icon
2244
CALL
iShares US Real Estate ETF
IYR
$4.73B
– –
-18,400
Closed -$1.47M
JAKK icon
2245
Jakks Pacific
JAKK
$297M
– –
-5,510
Closed -$220K
JAZZ icon
2246
Jazz Pharmaceuticals
JAZZ
$16B
– –
-4,909
Closed -$742K
JBLU icon
2247
CALL
JetBlue
JBLU
$2.02B
– –
-49,900
Closed -$1.14M
JBLU icon
2248
PUT
JetBlue
JBLU
$2.02B
– –
-100,300
Closed -$2.29M
JCI icon
2249
Johnson Controls International
JCI
$87.5B
– –
-307,400
Closed -$13.3M
JD icon
2250
CALL
JD.com
JD
$41.8B
– –
-5,700
Closed -$224K
88 89
90
91 92

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JF
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PWMG
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NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
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CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.