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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$657M 25.97%
3,910,600
+3,495,600
+842% +$586M
GLD icon
2
CALL
SPDR Gold Trust
GLD
$131B
$179M 7.09%
1,400,000
+950,000
+211% +$122M
NYX
3
DELISTED
NYSE EURONEXT INC
NYX
$44M 1.74%
1,048,259
+282,520
+37% +$11.9M
LIFE
4
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$42.9M 1.69%
573,203
-36,497
-6% -$2.72M
IWM icon
5
iShares Russell 2000 ETF
IWM
$80.9B
$31.5M 1.25%
+295,882
New +$30.6M
NVE
6
DELISTED
NV ENERGY, INC
NVE
$29.7M 1.17%
1,258,077
+27,513
+2% +$650K
TBT icon
7
PUT
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$293M
$28.9M 1.14%
384,100
-398,200
-51% -$30.7M
ONXX
8
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
$24.9M 0.98%
200,000
+191,000
+2,122% +$24.2M
ELN
9
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
$16.7M 0.66%
+1,075,000
New +$16.2M
LPS
10
DELISTED
LENDER PROCESSING SERVICES INC
LPS
$15M 0.59%
451,457
-28,543
-6% -$927K
FIRE
11
DELISTED
SOURCEFIRE INC COM STK
FIRE
$13.7M 0.54%
+180,432
New +$12.9M
HCOM
12
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$12M 0.47%
451,854
-300,000
-40% -$7.95M
CAT icon
13
Caterpillar
CAT
$409B
$11.4M 0.45%
+136,966
New +$11.6M
CLP
14
DELISTED
COLONIAL PROPERTIES TRUST
CLP
$11.2M 0.44%
500,000
-25,000
-5% -$580K
DTV
15
DELISTED
DIRECTV COM STK (DE)
DTV
$11.2M 0.44%
187,953
+113,343
+152% +$6.98M
WFC icon
16
Wells Fargo
WFC
$261B
$11.1M 0.44%
268,130
+261,503
+3,946% +$11.2M
AAPL icon
17
Apple
AAPL
$4.89T
$10.7M 0.42%
630,672
+593,124
+1,580% +$9.83M
HD icon
18
Home Depot
HD
$332B
$10.5M 0.42%
138,756
+69,333
+100% +$5.35M
IBM icon
19
IBM
IBM
$202B
$10.3M 0.41%
58,285
+27,785
+91% +$5.05M
DIS icon
20
Walt Disney
DIS
$165B
$10.2M 0.4%
158,536
+144,329
+1,016% +$9.25M
ORCL icon
21
Oracle
ORCL
$331B
$10.2M 0.4%
308,219
+197,340
+178% +$6.4M
MRK icon
22
Merck
MRK
$324B
$10.2M 0.4%
224,691
+214,316
+2,066% +$9.79M
LBTYA icon
23
Liberty Global Class A
LBTYA
$3.28B
$10.2M 0.4%
+310,372
New +$10M
KMR
24
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$10.2M 0.4%
147,347
+76,216
+107% +$5.58M
GE icon
25
GE Aerospace
GE
$367B
$10.1M 0.4%
88,260
+40,683
+86% +$4.67M
1
2 3 4 5

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HIM
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MCA
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Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.