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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.82B
AUM Growth
-$1.08B
Cap. Flow
-$892M
Cap. Flow %
-18.51%
Top 10 Hldgs %
24.39%
Holding
2,488
New
830
Increased
522
Reduced
528
Closed
596

Top Buys

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$231M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$69.7M
3
MET icon
MetLife
MET
+$50.6M
4
GD icon
General Dynamics
GD
+$47.9M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$42.2M

Top Sells

Rank Stock Value
1
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$93.6M
2
JPM icon
JPMorgan Chase
JPM
+$74M
3
LLL
L3 Technologies, Inc.
LLL
+$68.8M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$63.2M
5
HD icon
Home Depot
HD
+$63M

Sector Composition

Rank Sector Weight
1 Financials 12.22%
2 Technology 9.56%
3 Industrials 9%
4 Consumer Discretionary 6.63%
5 Healthcare 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$327M 6.78%
1,102,000
+317,200
+40% +$93.7M
XLF icon
2
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$235M 4.86%
+8,375,441
New +$231M
QQQ icon
3
PUT
Invesco QQQ Trust
QQQ
$455B
$117M 2.42%
617,100
+197,500
+47% +$37.4M
SPY icon
4
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$97.9M 2.03%
330,000
-2,214,200
-87% -$654M
IWM icon
5
PUT
iShares Russell 2000 ETF
IWM
$80.9B
$79.7M 1.65%
526,700
-22,300
-4% -$3.41M
GLD icon
6
CALL
SPDR Gold Trust
GLD
$131B
$77.9M 1.62%
560,700
+517,700
+1,204% +$72M
XLK icon
7
State Street Technology Select Sector SPDR ETF
XLK
$115B
$70.8M 1.47%
1,757,522
+1,741,732
+11,031% +$69.7M
BAC icon
8
Bank of America
BAC
$435B
$61.5M 1.28%
2,107,337
+154,987
+8% +$4.46M
ORCL icon
9
Oracle
ORCL
$331B
$59M 1.22%
1,071,342
-382,930
-26% -$21.2M
AAPL icon
10
Apple
AAPL
$4.89T
$51.2M 1.06%
914,336
-1,029,612
-53% -$53.8M
MET icon
11
MetLife
MET
$61B
$50.1M 1.04%
+1,061,929
New +$50.6M
JPM icon
12
JPMorgan Chase
JPM
$939B
$49.2M 1.02%
417,711
-654,462
-61% -$74M
GD icon
13
General Dynamics
GD
$105B
$47.2M 0.98%
+258,079
New +$47.9M
LHX icon
14
L3Harris
LHX
$55.9B
$43.6M 0.9%
208,985
+194,960
+1,390% +$39.9M
FXI icon
15
iShares China Large-Cap ETF
FXI
$4.31B
$43.1M 0.89%
1,083,757
+1,041,151
+2,444% +$42.2M
NOC icon
16
Northrop Grumman
NOC
$77B
$43M 0.89%
+114,762
New +$40.6M
GE icon
17
PUT
GE Aerospace
GE
$367B
$38M 0.79%
852,706
+838,862
+6,059% +$39.4M
FISV
18
Fiserv Inc
FISV
$27.2B
$37.3M 0.77%
359,745
+357,449
+15,568% +$36.5M
C icon
19
Citigroup
C
$222B
$35.9M 0.74%
519,339
-74,230
-13% -$5.05M
IYR icon
20
iShares US Real Estate ETF
IYR
$4.59B
$29.5M 0.61%
315,863
-455,427
-59% -$41.5M
MCO icon
21
Moody's
MCO
$82.4B
$27.7M 0.57%
135,029
-29,206
-18% -$6.12M
GS icon
22
Goldman Sachs
GS
$313B
$26.9M 0.56%
130,044
+98,961
+318% +$20.7M
AMGN icon
23
Amgen
AMGN
$203B
$26.9M 0.56%
138,796
+39,090
+39% +$7.5M
ROP icon
24
Roper Technologies
ROP
$36.3B
$26.7M 0.55%
74,759
-16,186
-18% -$5.88M
CHTR icon
25
Charter Communications
CHTR
$15.2B
$26.2M 0.54%
63,479
+34,248
+117% +$13.8M
1
2 3 4 5

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Paloma Partners's Q3 2019 Portfolio in Review

As of Q3 2019, Paloma Partners held 2,488 positions worth $4.82B, down 18% from $5.9B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Paloma Partners withdrew a net $892M in Q3 2019, closing 596 positions and reducing 528 holdings. Its most notable exit was State Street Communication Services Select Sector SPDR ETF, an estimated $93.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 10% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Financial Select Sector SPDR ETF worth $235M.

  • Paloma Partners's largest Q3 2019 buy was State Street Financial Select Sector SPDR ETF: 8,375,441 shares worth $235M.
  • Paloma Partners added most to State Street Technology Select Sector SPDR ETF in Q3 2019, an estimated $69.7M increase.
  • Paloma Partners's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $74M.
  • Paloma Partners fully exited State Street Communication Services Select Sector SPDR ETF in Q3 2019, selling an estimated $93.6M.
  • Paloma Partners's ten largest holdings make up 24% of its $4.82B portfolio in Q3 2019.
  • Paloma Partners opened 830 new positions and closed 596 in Q3 2019.
  • Paloma Partners's portfolio value fell 18% quarter-over-quarter to $4.82B.

Based on Paloma Partners's 13F filing for Q3 2019, filed 14 Nov 2019.