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Paloma Partners Portfolio holdings

AUM $1.36B
1-Year Est. Return 249.29%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+249.29%
3 Year Est. Return
+314.26%
5 Year Est. Return
+270.78%
10 Year Est. Return
+829.52%
AUM
$2B
AUM Growth
-$532M
Cap. Flow
-$24.3M
Cap. Flow %
-1.21%
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$46M
2
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.8M
3
PBCT
People's United Financial Inc
PBCT
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$44M
2
NVE
NV ENERGY, INC
NVE
+$29.7M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

Rank Sector Weight
1 Miscellaneous 34.25%
2 Financials 10.61%
3 Industrials 9.14%
4 Technology 9.05%
5 Consumer Discretionary 8.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$814B
$103M 5.16%
558,800
-3,351,800
-86% -$593M
GLD icon
2
CALL
SPDR Gold Trust
GLD
$150B
$69.7M 3.49%
600,000
-800,000
-57% -$98.2M
TBT icon
3
PUT
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$302M
$52.8M 2.64%
667,000
+282,900
+74% +$21.6M
XLP icon
4
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.5B
$46.9M 2.34%
+1,090,200
New +$46M
IWM icon
5
iShares Russell 2000 ETF
IWM
$80.5B
$46.1M 2.31%
400,000
+104,118
+35% +$11.5M
LIFE
6
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$45.5M 2.28%
600,500
+27,297
+5% +$2.06M
LNCO
7
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$16.9M 0.84%
+547,723
New +$16.8M
LO
8
DELISTED
LORILLARD INC COM STK
LO
$15.7M 0.78%
309,507
+293,620
+1,848% +$14.6M
PBCT
9
DELISTED
People's United Financial Inc
PBCT
$15.4M 0.77%
+1,020,543
New +$15M
XOM icon
10
ExxonMobil
XOM
$656B
$15.2M 0.76%
150,454
+34,754
+30% +$3.21M
UIS icon
11
Unisys
UIS
$191M
$15.1M 0.76%
450,000
+199,900
+80% +$5.54M
PFE icon
12
Pfizer
PFE
$162B
$15M 0.75%
515,659
+281,570
+120% +$8.19M
CAT icon
13
Caterpillar
CAT
$374B
$14.6M 0.73%
161,013
+24,047
+18% +$2.05M
NXPI icon
14
NXP Semiconductors
NXPI
$57.5B
$13.6M 0.68%
297,000
+62,351
+27% +$2.57M
HCOM
15
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$13M 0.65%
442,027
-9,827
-2% -$273K
CB icon
16
Chubb
CB
$132B
$12.6M 0.63%
+121,349
New +$11.9M
BKS
17
DELISTED
Barnes & Noble
BKS
$12M 0.6%
1,220,800
+369,088
+43% +$3.56M
SWY
18
DELISTED
SAFEWAY INC
SWY
$11.6M 0.58%
397,652
+60,863
+18% +$1.83M
HAL icon
19
Halliburton
HAL
$30.9B
$11.4M 0.57%
225,097
+175,643
+355% +$9.08M
VPHM
20
DELISTED
VIROPHARMA INC
VPHM
$11.2M 0.56%
+225,000
New +$10.1M
RTX icon
21
RTX Corp
RTX
$271B
$11M 0.55%
153,154
+39,585
+35% +$2.7M
WSO icon
22
Watsco Inc
WSO
$13B
$10.9M 0.55%
113,734
+107,134
+1,623% +$10.2M
ANF icon
23
Abercrombie & Fitch
ANF
$6.65B
$10.8M 0.54%
329,098
+307,251
+1,406% +$10.6M
CVS icon
24
CVS Health
CVS
$124B
$10.5M 0.52%
+146,152
New +$9.39M
XOM icon
25
CALL
ExxonMobil
XOM
$656B
$10.4M 0.52%
103,100
– –
1
2 3 4 5

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AWA
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KPF
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B
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FCM
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FBCM
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BSB
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Paloma Partners's Q4 2013 Portfolio in Review

As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners's Q4 2013 filing shows 507 new, 230 increased, 207 reduced and 416 closed positions. Its largest new stake was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M. The largest sale was NYSE EURONEXT INC, an estimated $44M.

By sector, the portfolio is most concentrated in Miscellaneous at 34% of assets, down from 53% a quarter earlier, followed by Financials and Industrials.

  • Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
  • Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
  • Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
  • Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
  • Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
  • Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
  • Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.