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Paloma Partners Portfolio holdings
AUM
$510M
1-Year Est. Return
286.05%
This Fund
S&P 500
This Quarter
Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
(-21%)
Cap. Flow
-$697M
Cap. Flow
% of AUM
-34.84%
Top 10 Holdings %
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$46M |
| 2 |
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
|
+$16.8M |
| 3 |
PBCT
People's United Financial Inc
PBCT
|
+$15M |
| 4 |
LO
LORILLARD INC COM STK
LO
|
+$14.6M |
| 5 |
Chubb
CB
|
+$11.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NYX
NYSE EURONEXT INC
NYX
|
+$44M |
| 2 |
NVE
NV ENERGY, INC
NVE
|
+$29.7M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$24.9M |
| 4 |
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
|
+$16.7M |
| 5 |
LPS
LENDER PROCESSING SERVICES INC
LPS
|
+$15M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 10.25% |
| 2 | Technology | 8.97% |
| 3 | Industrials | 8.87% |
| 4 | Consumer Discretionary | 7.77% |
| 5 | Healthcare | 5.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $103M | 5.16% |
558,800
-3,351,800
| -86% | -$593M |
|
2
CALL
SPDR Gold Trust
GLD
$131B
| $69.7M | 3.49% |
600,000
-800,000
| -57% | -$98.2M |
|
3
PUT
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$293M
| $52.8M | 2.64% |
667,000
+282,900
| +74% | +$21.6M |
|
|
4
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
| $46.9M | 2.34% |
+1,090,200
| New | +$46M |
|
5
iShares Russell 2000 ETF
IWM
$80.9B
| $46.1M | 2.31% |
400,000
+104,118
| +35% | +$11.5M |
|
|
LIFE
6
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
| $45.5M | 2.28% |
600,500
+27,297
| +5% | +$2.06M |
|
|
LNCO
7
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
| $16.9M | 0.84% |
+547,723
| New | +$16.8M |
|
|
LO
8
DELISTED
LORILLARD INC COM STK
LO
| $15.7M | 0.78% |
309,507
+293,620
| +1,848% | +$14.6M |
|
|
PBCT
9
DELISTED
People's United Financial Inc
PBCT
| $15.4M | 0.77% |
+1,020,543
| New | +$15M |
|
10
ExxonMobil
XOM
$651B
| $15.2M | 0.76% |
150,454
+34,754
| +30% | +$3.21M |
|
11
Unisys
UIS
$227M
| $15.1M | 0.76% |
450,000
+199,900
| +80% | +$5.54M |
|
12
Pfizer
PFE
$140B
| $15M | 0.75% |
515,659
+281,570
| +120% | +$8.19M |
|
13
Caterpillar
CAT
$409B
| $14.6M | 0.73% |
161,013
+24,047
| +18% | +$2.05M |
|
14
NXP Semiconductors
NXPI
$68B
| $13.6M | 0.68% |
297,000
+62,351
| +27% | +$2.57M |
|
|
HCOM
15
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
| $13M | 0.65% |
442,027
-9,827
| -2% | -$273K |
|
|
16
Chubb
CB
$140B
| $12.6M | 0.63% |
+121,349
| New | +$11.9M |
|
|
BKS
17
DELISTED
Barnes & Noble
BKS
| $12M | 0.6% |
1,220,800
+369,088
| +43% | +$3.56M |
|
|
SWY
18
DELISTED
SAFEWAY INC
SWY
| $11.6M | 0.58% |
397,652
+60,863
| +18% | +$1.83M |
|
19
Halliburton
HAL
$27.9B
| $11.4M | 0.57% |
225,097
+175,643
| +355% | +$9.08M |
|
|
VPHM
20
DELISTED
VIROPHARMA INC
VPHM
| $11.2M | 0.56% |
+225,000
| New | +$10.1M |
|
21
RTX Corp
RTX
$287B
| $11M | 0.55% |
153,154
+39,585
| +35% | +$2.7M |
|
22
Watsco Inc
WSO
$14.9B
| $10.9M | 0.55% |
113,734
+107,134
| +1,623% | +$10.2M |
|
23
Abercrombie & Fitch
ANF
$4.17B
| $10.8M | 0.54% |
329,098
+307,251
| +1,406% | +$10.6M |
|
24
CVS Health
CVS
$137B
| $10.5M | 0.52% |
+146,152
| New | +$9.39M |
|
|
25
CALL
ExxonMobil
XOM
$651B
| $10.4M | 0.52% |
103,100
| – | – |
|
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Paloma Partners's Q4 2013 Portfolio in Review
As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.
By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.
Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.
- Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
- Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
- Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
- Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
- Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
- Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
- Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.
Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.