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Paloma Partners Portfolio holdings
AUM
$510M
1-Year Est. Return
286.05%
This Fund
S&P 500
This Quarter
Est. Return
+4.12%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$1.55B
AUM Growth
-$449M
(-22%)
Cap. Flow
-$580M
Cap. Flow
% of AUM
-37.36%
Top 10 Holdings %
Top 10 Hldgs %
31.5%
Holding
1,251
New
266
Increased
132
Reduced
221
Closed
598
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BEAM
BEAM INC COM STK (DE)
BEAM
|
+$36.6M |
| 2 |
iShares Biotechnology ETF
IBB
|
+$29.3M |
| 3 |
FRX
FOREST LABORATORIES INC
FRX
|
+$21.7M |
| 4 |
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
|
+$19.9M |
| 5 |
iShares US Real Estate ETF
IYR
|
+$17.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$45.5M |
| 2 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$43.3M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$18.9M |
| 4 |
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
|
+$16.1M |
| 5 |
LO
LORILLARD INC COM STK
LO
|
+$15.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.43% |
| 2 | Healthcare | 7.06% |
| 3 | Industrials | 6.08% |
| 4 | Consumer Discretionary | 4.64% |
| 5 | Consumer Staples | 4.21% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $281M | 18.08% |
1,499,800
+941,000
| +168% | +$173M |
|
|
BEAM
2
DELISTED
BEAM INC COM STK (DE)
BEAM
| $37.7M | 2.43% |
453,148
+449,788
| +13,387% | +$36.6M |
|
|
3
iShares Biotechnology ETF
IBB
$9.31B
| $27.7M | 1.79% |
+351,981
| New | +$29.3M |
|
|
4
iShares Russell 2000 ETF
IWM
$80.9B
| $27.4M | 1.77% |
235,800
-164,200
| -41% | -$18.9M |
|
|
FRX
5
DELISTED
FOREST LABORATORIES INC
FRX
| $24.8M | 1.6% |
+268,355
| New | +$21.7M |
|
|
FWLT
6
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
| $20.6M | 1.33% |
+636,539
| New | +$19.9M |
|
|
7
iShares US Real Estate ETF
IYR
$4.59B
| $18.2M | 1.17% |
+268,730
| New | +$17.8M |
|
|
8
PUT
iShares Russell 2000 ETF
IWM
$80.9B
| $17.4M | 1.12% |
+149,200
| New | +$17.2M |
|
|
NRF
9
CALL
DELISTED
NorthStar Realty Finance Corp.
NRF
| $15.3M | 0.99% |
+482,413
| New | +$14.2M |
|
10
PUT
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$293M
| $14.7M | 0.95% |
218,000
-449,000
| -67% | -$32.1M |
|
|
UNS
11
DELISTED
UNS ENERGY CORP COM
UNS
| $14.4M | 0.93% |
240,232
+190,232
| +380% | +$11.4M |
|
|
JCP
12
DELISTED
J.C. Penney Company, Inc.
JCP
| $13.2M | 0.85% |
1,532,744
+1,485,213
| +3,125% | +$10.7M |
|
|
HCOM
13
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
| $12.5M | 0.81% |
440,393
-1,634
| -0.4% | -$46K |
|
|
14
CALL
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$293M
| $12.4M | 0.8% |
183,500
+163,500
| +818% | +$11.7M |
|
15
Community Health Systems
CYH
$385M
| $11.8M | 0.76% |
+363,000
| New | +$12M |
|
16
Omnicom Group
OMC
$22.7B
| $11.7M | 0.75% |
160,656
+56,720
| +55% | +$4.17M |
|
17
PUT
Direxion Daily Financial Bear 3x ETF
FAZ
$87.7M
| $11.6M | 0.75% |
+373
| New | +$12.8M |
|
18
Unisys
UIS
$227M
| $11.6M | 0.75% |
381,200
-68,800
| -15% | -$2.22M |
|
19
NCR Voyix
VYX
$1.06B
| $11M | 0.71% |
+489,000
| New | +$10.4M |
|
20
PUT
Direxion Daily Financial Bull 3x ETF
FAS
$2.4B
| $10.9M | 0.7% |
+460,000
| New | +$10.2M |
|
21
CALL
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
| $10.7M | 0.69% |
+546,790
| New | +$10.4M |
|
|
TWC
22
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
| $10.7M | 0.69% |
78,077
+71,023
| +1,007% | +$9.72M |
|
23
Oracle
ORCL
$331B
| $10.6M | 0.68% |
258,903
+35,285
| +16% | +$1.34M |
|
24
IBM
IBM
$202B
| $10.3M | 0.67% |
56,163
+15,060
| +37% | +$2.65M |
|
25
PUT
Invesco QQQ Trust
QQQ
$455B
| $9.38M | 0.6% |
+107,000
| New | +$9.45M |
|
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Paloma Partners's Q1 2014 Portfolio in Review
As of Q1 2014, Paloma Partners held 1,251 positions worth $1.55B, down 22% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.
Paloma Partners withdrew a net $580M in Q1 2014, closing 598 positions and reducing 221 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $45.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9% a quarter earlier, followed by Healthcare and Industrials.
Against the trend, Paloma Partners opened a new position in iShares Biotechnology ETF worth $27.7M.
- Paloma Partners's largest Q1 2014 buy was iShares Biotechnology ETF: 351,981 shares worth $27.7M.
- Paloma Partners added most to BEAM INC COM STK (DE) in Q1 2014, an estimated $36.6M increase.
- Paloma Partners's biggest Q1 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $43.3M.
- Paloma Partners fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $45.5M.
- Paloma Partners's ten largest holdings make up 31% of its $1.55B portfolio in Q1 2014.
- Paloma Partners opened 266 new positions and closed 598 in Q1 2014.
- Paloma Partners's portfolio value fell 22% quarter-over-quarter to $1.55B.
Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.