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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$121M 5.58%
616,100
-835,100
-58% -$165M
TWC
2
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$51.4M 2.36%
357,865
+140,842
+65% +$20.9M
TRW
3
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$50.5M 2.32%
+498,850
New +$49.9M
DTV
4
DELISTED
DIRECTV COM STK (DE)
DTV
$50.2M 2.3%
579,832
+271,700
+88% +$23.4M
GLD icon
5
CALL
SPDR Gold Trust
GLD
$131B
$43.6M 2%
375,000
– –
SPY icon
6
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$39.4M 1.81%
+200,000
New +$39.5M
HYG icon
7
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$37.4M 1.72%
+406,200
New +$38M
SLV icon
8
CALL
iShares Silver Trust
SLV
$28.1B
$31.9M 1.46%
1,950,000
+1,150,000
+144% +$21.7M
PL
9
DELISTED
PROTECTIVE LIFE CORP
PL
$30.2M 1.39%
434,622
+335,122
+337% +$23.3M
CNQR
10
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
$29.8M 1.37%
+235,000
New +$23.8M
DRC
11
DELISTED
DRESSER-RAND GROUP INC
DRC
$24.5M 1.13%
+297,765
New +$20M
SIAL
12
DELISTED
SIGMA - ALDRICH CORP
SIAL
$24.2M 1.11%
+178,237
New +$18.9M
FWLT
13
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$20.8M 0.95%
657,059
+91,000
+16% +$2.97M
CYH icon
14
CALL
Community Health Systems
CYH
$385M
$19.2M 0.88%
423,500
+121,000
+40% +$5.03M
IRF
15
DELISTED
INTL RECTIFIER CORP
IRF
$19M 0.87%
+485,000
New +$15.7M
SHPG
16
DELISTED
Shire pic
SHPG
$17.5M 0.8%
67,600
+65,100
+2,604% +$16.2M
COV
17
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$17.4M 0.8%
200,964
-121,336
-38% -$10.7M
JCP
18
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
$17.1M 0.78%
1,700,000
+1,400,000
+467% +$13.7M
TVPT
19
DELISTED
Travelport Worldwide Limited
TVPT
$16.3M 0.75%
+987,645
New +$16.1M
NKE icon
20
Nike
NKE
$61.9B
$15.9M 0.73%
356,148
+329,208
+1,222% +$13.1M
BYI
21
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$15.3M 0.7%
+189,083
New +$13.8M
APD icon
22
Air Products & Chemicals
APD
$66.3B
$15.2M 0.7%
+125,824
New +$15.4M
DD icon
23
DuPont de Nemours
DD
$18.6B
$15M 0.69%
112,982
+109,759
+3,405% +$14.6M
TWTC
24
DELISTED
TW TELECOM INC CL A COM
TWTC
$14.4M 0.66%
345,025
+99,921
+41% +$4.07M
AAL icon
25
CALL
American Airlines Group
AAL
$9.58B
$14.2M 0.65%
+400,000
New +$15.7M
1
2 3 4 5

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NIEF
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HIM
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MCA
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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.