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Paloma Partners Portfolio holdings

AUM $1.36B
1-Year Est. Return 249.29%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+249.29%
3 Year Est. Return
+314.26%
5 Year Est. Return
+270.78%
10 Year Est. Return
+829.52%
AUM
$3.78B
AUM Growth
-$541M
Cap. Flow
+$97.8M
Cap. Flow %
2.59%
Top 10 Hldgs %
26.03%
Holding
2,134
New
570
Increased
494
Reduced
496
Closed
467

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$28.7M
2
FXE icon
Invesco CurrencyShares Euro Currency Trust
FXE
+$23.2M
3
BIIB icon
Biogen
BIIB
+$20.8M
4
NKE icon
Nike
NKE
+$18.3M
5
IBM icon
IBM
IBM
+$17.2M

Top Sells

Rank Stock Value
1
SIAL
SIGMA - ALDRICH CORP
SIAL
+$48.6M
2
JPM icon
JPMorgan Chase
JPM
+$47.9M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$46.2M
4
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$31.6M
5
KIM icon
Kimco Realty
KIM
+$26.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.95%
2 Healthcare 7.02%
3 Industrials 6.58%
4 Technology 6.36%
5 Financials 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$814B
$299M 7.91%
1,466,300
-1,375,700
-48% -$283M
BIIB icon
2
PUT
Biogen
BIIB
$32.6B
$164M 4.34%
535,000
+351,500
+192% +$101M
SPY icon
3
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$814B
$157M 4.16%
771,800
+158,800
+26% +$32.6M
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$814B
$93.7M 2.48%
459,576
+66,541
+17% +$13.7M
QQQ icon
5
PUT
Invesco QQQ Trust
QQQ
$490B
$65.6M 1.74%
586,500
-639,900
-52% -$71.4M
AGN
6
PUT
DELISTED
Allergan plc
AGN
$59.4M 1.57%
+190,000
New +$56.6M
BIIB icon
7
Biogen
BIIB
$32.6B
$44.7M 1.18%
146,050
+72,517
+99% +$20.8M
BIIB icon
8
CALL
Biogen
BIIB
$32.6B
$37.9M 1%
123,800
+31,100
+34% +$8.94M
EMC
9
PUT
DELISTED
EMC CORPORATION
EMC
$32.2M 0.85%
+1,252,000
New +$32.5M
AGN
10
DELISTED
Allergan plc
AGN
$30.1M 0.8%
+96,344
New +$28.7M
IWM icon
11
PUT
iShares Russell 2000 ETF
IWM
$80.5B
$27.8M 0.74%
247,000
-1,217,900
-83% -$140M
SLV icon
12
CALL
iShares Silver Trust
SLV
$32.2B
$27.1M 0.72%
2,053,000
– –
GILD icon
13
CALL
Gilead Sciences
GILD
$187B
$26.9M 0.71%
265,600
+128,100
+93% +$13.3M
FXE icon
14
Invesco CurrencyShares Euro Currency Trust
FXE
$370M
$22.9M 0.61%
+215,696
New +$23.2M
AMZN icon
15
PUT
Amazon
AMZN
$2.79T
$22M 0.58%
652,000
+488,000
+298% +$15.4M
TWC
16
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$20.6M 0.55%
111,050
-10,343
-9% -$1.92M
GLD icon
17
CALL
SPDR Gold Trust
GLD
$150B
$20.5M 0.54%
202,000
-1,008,000
-83% -$107M
IBM icon
18
IBM
IBM
$221B
$19.4M 0.51%
147,496
+128,112
+661% +$17.2M
EMC
19
DELISTED
EMC CORPORATION
EMC
$19.3M 0.51%
750,000
+613,146
+448% +$15.9M
QQQ icon
20
Invesco QQQ Trust
QQQ
$490B
$19.2M 0.51%
171,450
+122,467
+250% +$13.7M
IWM icon
21
iShares Russell 2000 ETF
IWM
$80.5B
$18.2M 0.48%
162,023
+115,437
+248% +$13.3M
GMCR
22
CALL
DELISTED
KEURIG GREEN MTN INC
GMCR
$18M 0.48%
+200,000
New +$12.4M
NKE icon
23
Nike
NKE
$57B
$18M 0.48%
287,651
+284,283
+8,441% +$18.3M
VXX
24
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$17.8M 0.47%
55,356
-12,350
-18% -$3.93M
EEM icon
25
PUT
iShares MSCI Emerging Markets ETF
EEM
$31.9B
$17.7M 0.47%
550,000
-115,000
-17% -$3.94M
1
2 3 4 5

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AWA
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FCM
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FBCM
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Paloma Partners's Q4 2015 Portfolio in Review

As of Q4 2015, Paloma Partners held 2,134 positions worth $3.78B, down 13% from $4.32B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners's Q4 2015 filing shows 570 new, 494 increased, 496 reduced and 467 closed positions. Its largest new stake was Allergan plc: 96,344 shares worth $30.1M. The largest sale was SIGMA - ALDRICH CORP, an estimated $48.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, down from 65% a quarter earlier, followed by Healthcare and Industrials.

  • Paloma Partners's largest Q4 2015 buy was Allergan plc: 96,344 shares worth $30.1M.
  • Paloma Partners added most to Biogen in Q4 2015, an estimated $20.8M increase.
  • Paloma Partners's biggest Q4 2015 reduction was Regeneron Pharmaceuticals, cutting an estimated $46.2M.
  • Paloma Partners fully exited SIGMA - ALDRICH CORP in Q4 2015, selling an estimated $48.6M.
  • Paloma Partners's ten largest holdings make up 26% of its $3.78B portfolio in Q4 2015.
  • Paloma Partners opened 570 new positions and closed 467 in Q4 2015.
  • Paloma Partners's portfolio value fell 13% quarter-over-quarter to $3.78B.

Based on Paloma Partners's 13F filing for Q4 2015, filed 16 Feb 2016.