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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$586M 8.06%
2,333,600
-1,186,100
-34% -$292M
GLD icon
2
CALL
SPDR Gold Trust
GLD
$131B
$396M 5.45%
3,258,100
+1,778,600
+120% +$216M
SPY icon
3
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$336M 4.61%
1,336,200
+36,300
+3% +$8.95M
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$173M 2.38%
689,822
+22,115
+3% +$5.45M
QQQ icon
5
PUT
Invesco QQQ Trust
QQQ
$455B
$90.1M 1.24%
619,200
-1,259,300
-67% -$180M
XLK icon
6
State Street Technology Select Sector SPDR ETF
XLK
$115B
$60M 0.82%
2,029,434
-2,046,058
-50% -$59M
IWM icon
7
PUT
iShares Russell 2000 ETF
IWM
$80.9B
$47.4M 0.65%
319,800
-961,100
-75% -$135M
ALR
8
DELISTED
Alere Inc
ALR
$37.9M 0.52%
743,353
+722,362
+3,441% +$36.1M
XLF icon
9
PUT
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$34.1M 0.47%
1,318,500
+762,000
+137% +$19M
EEM icon
10
PUT
iShares MSCI Emerging Markets ETF
EEM
$28B
$33.9M 0.47%
756,400
-279,900
-27% -$12.3M
AAPL icon
11
PUT
Apple
AAPL
$4.89T
$32.4M 0.44%
840,000
+508,000
+153% +$19.7M
XLK icon
12
PUT
State Street Technology Select Sector SPDR ETF
XLK
$115B
$31.8M 0.44%
1,077,200
-1,073,000
-50% -$30.9M
JPM icon
13
PUT
JPMorgan Chase
JPM
$939B
$31.6M 0.43%
331,200
+240,300
+264% +$22.2M
C icon
14
PUT
Citigroup
C
$222B
$31M 0.43%
425,700
+191,300
+82% +$13.1M
IWM icon
15
CALL
iShares Russell 2000 ETF
IWM
$80.9B
$29.2M 0.4%
197,100
+62,100
+46% +$8.74M
XLE icon
16
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$29.2M 0.4%
852,494
-95,212
-10% -$3.1M
TLT icon
17
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$28M 0.39%
224,800
-88,700
-28% -$11.1M
PRXL
18
DELISTED
Parexel International Corp
PRXL
$25.5M 0.35%
289,515
+277,590
+2,328% +$24.3M
SLV icon
19
CALL
iShares Silver Trust
SLV
$28.1B
$23.9M 0.33%
1,515,700
+525,700
+53% +$8.38M
CIVI
20
DELISTED
Civitas Resources
CIVI
$23.3M 0.32%
707,340
-473,649
-40% -$13.5M
XLU icon
21
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$22.8M 0.31%
860,754
+179,122
+26% +$4.81M
ETR icon
22
Entergy
ETR
$54.1B
$22.4M 0.31%
587,780
+117,468
+25% +$4.55M
BABA icon
23
PUT
Alibaba
BABA
$269B
$22.2M 0.31%
128,500
+80,500
+168% +$13.1M
GILD icon
24
CALL
Gilead Sciences
GILD
$161B
$22.2M 0.3%
273,700
-248,700
-48% -$19M
IWM icon
25
iShares Russell 2000 ETF
IWM
$80.9B
$22M 0.3%
148,168
-74,714
-34% -$10.5M
1
2 3 4 5

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HIM
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MCA
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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.