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Paloma Partners Portfolio holdings
AUM
$510M
1-Year Est. Return
286.05%
This Fund
S&P 500
This Quarter
Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
(-12%)
Cap. Flow
-$1.57B
Cap. Flow
% of AUM
-19.62%
Top 10 Holdings %
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$50.7M |
| 2 |
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
|
+$16.3M |
| 3 |
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
|
+$15.9M |
| 4 |
Liberty Broadband Class C
LBRDK
|
+$11.9M |
| 5 |
Coty
COTY
|
+$11.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Biogen
BIIB
|
+$61.3M |
| 2 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$55.4M |
| 3 |
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
|
+$53.8M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$34.8M |
| 5 |
Apple
AAPL
|
+$30.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.47% |
| 2 | Consumer Discretionary | 3.38% |
| 3 | Financials | 2.99% |
| 4 | Industrials | 2.65% |
| 5 | Healthcare | 2.26% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $948M | 11.86% |
4,381,800
-897,900
| -17% | -$194M |
|
|
2
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $282M | 3.53% |
1,305,378
+234,436
| +22% | +$50.7M |
|
|
3
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $259M | 3.24% |
1,196,000
-1,553,600
| -57% | -$336M |
|
4
PUT
iShares Russell 2000 ETF
IWM
$80.9B
| $192M | 2.4% |
1,544,700
+46,200
| +3% | +$5.62M |
|
5
PUT
Invesco QQQ Trust
QQQ
$455B
| $184M | 2.3% |
1,547,900
+669,100
| +76% | +$77.2M |
|
6
PUT
Alphabet (Google) Class A
GOOGL
$3.91T
| $143M | 1.79% |
3,554,000
+3,206,000
| +921% | +$125M |
|
|
7
PUT
Apple
AAPL
$4.89T
| $141M | 1.76% |
4,983,200
+4,679,200
| +1,539% | +$124M |
|
8
PUT
Caterpillar
CAT
$409B
| $117M | 1.46% |
1,317,800
+905,900
| +220% | +$74.1M |
|
9
PUT
NXP Semiconductors
NXPI
$68B
| $117M | 1.46% |
+1,143,200
| New | +$96.9M |
|
|
10
CALL
Invesco QQQ Trust
QQQ
$455B
| $108M | 1.35% |
906,500
+863,200
| +1,994% | +$99.6M |
|
|
11
CALL
Alphabet (Google) Class A
GOOGL
$3.91T
| $91M | 1.14% |
2,264,000
+2,052,000
| +968% | +$80.3M |
|
|
12
CALL
Apple
AAPL
$4.89T
| $85.2M | 1.07% |
3,014,400
+2,774,400
| +1,156% | +$73.4M |
|
|
VXX
13
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
| $78.9M | 0.99% |
578,769
+517,388
| +843% | +$82.7M |
|
14
PUT
JPMorgan Chase
JPM
$939B
| $73.3M | 0.92% |
1,100,800
+433,100
| +65% | +$28.2M |
|
15
PUT
Amazon
AMZN
$2.5T
| $70.1M | 0.88% |
1,674,000
+1,344,000
| +407% | +$51.4M |
|
|
16
CALL
Caterpillar
CAT
$409B
| $67.6M | 0.85% |
761,000
+233,000
| +44% | +$19.1M |
|
|
17
CALL
Amazon
AMZN
$2.5T
| $64.2M | 0.8% |
1,534,000
+1,364,000
| +802% | +$52.2M |
|
18
CALL
Gilead Sciences
GILD
$161B
| $62.7M | 0.78% |
792,300
-338,600
| -30% | -$27.5M |
|
|
AET
19
PUT
DELISTED
Aetna Inc
AET
| $59.7M | 0.75% |
+517,400
| New | +$60.6M |
|
20
PUT
HCA Healthcare
HCA
$84.8B
| $58.1M | 0.73% |
768,100
+752,100
| +4,701% | +$57.6M |
|
|
21
CALL
NXP Semiconductors
NXPI
$68B
| $53.4M | 0.67% |
+523,800
| New | +$44.4M |
|
|
22
PUT
Gilead Sciences
GILD
$161B
| $53.2M | 0.67% |
672,100
-796,000
| -54% | -$64.7M |
|
23
PUT
Regeneron Pharmaceuticals
REGN
$68.8B
| $53.1M | 0.66% |
132,100
+128,100
| +3,203% | +$51.4M |
|
|
LNKD
24
CALL
DELISTED
LinkedIn Corporation
LNKD
| $50.6M | 0.63% |
265,000
+68,300
| +35% | +$13.1M |
|
|
AET
25
CALL
DELISTED
Aetna Inc
AET
| $49.9M | 0.62% |
+432,300
| New | +$50.7M |
|
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Paloma Partners's Q3 2016 Portfolio in Review
As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.
Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.
By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.
Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.
- Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
- Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
- Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
- Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
- Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
- Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
- Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.
Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.