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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$8.33B
AUM Growth
-$1.87B
Cap. Flow
-$2.56B
Cap. Flow %
-30.66%
Top 10 Hldgs %
25.29%
Holding
2,459
New
515
Increased
682
Reduced
674
Closed
534

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$53.1M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$39.1M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$29.9M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$29M
5
PTEN icon
Patterson-UTI
PTEN
+$21.7M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$128M
2
BIIB icon
Biogen
BIIB
+$67M
3
AMZN icon
Amazon
AMZN
+$52.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$29.6M
5
AAPL icon
Apple
AAPL
+$29M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.67%
2 Technology 4.38%
3 Industrials 4.07%
4 Healthcare 3.49%
5 Financials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$643M 7.71%
2,726,400
-3,551,500
-57% -$825M
GLD icon
2
CALL
SPDR Gold Trust
GLD
$131B
$396M 4.75%
3,334,000
-4,470,000
-57% -$520M
SPY icon
3
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$284M 3.41%
1,206,200
-1,603,100
-57% -$373M
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$232M 2.78%
984,160
-552,149
-36% -$128M
QQQ icon
5
PUT
Invesco QQQ Trust
QQQ
$455B
$181M 2.17%
1,366,600
+111,400
+9% +$14.2M
IWM icon
6
PUT
iShares Russell 2000 ETF
IWM
$80.9B
$113M 1.35%
819,000
-897,500
-52% -$123M
TWX
7
DELISTED
Time Warner Inc
TWX
$63.7M 0.76%
652,038
+548,904
+532% +$53.1M
AAPL icon
8
PUT
Apple
AAPL
$4.89T
$62.1M 0.74%
1,728,400
-3,027,200
-64% -$99.7M
RTX icon
9
CALL
RTX Corp
RTX
$287B
$61.8M 0.74%
875,380
+862,668
+6,786% +$60.5M
BIIB icon
10
CALL
Biogen
BIIB
$29.9B
$61.5M 0.74%
225,000
-346,700
-61% -$98M
MON
11
CALL
DELISTED
Monsanto Co
MON
$55.1M 0.66%
487,100
+89,700
+23% +$9.93M
GILD icon
12
CALL
Gilead Sciences
GILD
$161B
$49.5M 0.59%
728,600
-147,400
-17% -$10.4M
VXX
13
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$48M 0.58%
759,225
+552,075
+267% +$40.9M
HYG icon
14
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$47.7M 0.57%
+543,800
New +$47.5M
BIIB icon
15
PUT
Biogen
BIIB
$29.9B
$47M 0.56%
172,000
-769,200
-82% -$217M
NXPI icon
16
CALL
NXP Semiconductors
NXPI
$68B
$46.6M 0.56%
450,000
+263,000
+141% +$26.6M
TWX
17
PUT
DELISTED
Time Warner Inc
TWX
$43.5M 0.52%
+444,700
New +$43M
XLU icon
18
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$43.3M 0.52%
1,687,800
+1,338,600
+383% +$33.4M
XLK icon
19
State Street Technology Select Sector SPDR ETF
XLK
$115B
$41.8M 0.5%
1,567,254
+1,515,254
+2,914% +$39.1M
IWM icon
20
iShares Russell 2000 ETF
IWM
$80.9B
$41M 0.49%
298,131
+218,552
+275% +$29.9M
EEM icon
21
PUT
iShares MSCI Emerging Markets ETF
EEM
$28B
$39.9M 0.48%
1,011,700
+79,200
+8% +$3.01M
QQQ icon
22
Invesco QQQ Trust
QQQ
$455B
$35.8M 0.43%
270,114
-231,819
-46% -$29.6M
ABBV icon
23
PUT
AbbVie
ABBV
$458B
$35M 0.42%
537,100
-45,500
-8% -$2.86M
BA icon
24
PUT
Boeing
BA
$165B
$34.2M 0.41%
193,300
-37,600
-16% -$6.4M
TLT icon
25
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$33.9M 0.41%
280,700
+28,100
+11% +$3.37M
1
2 3 4 5

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Paloma Partners's Q1 2017 Portfolio in Review

As of Q1 2017, Paloma Partners held 2,459 positions worth $8.33B, down 18% from $10.2B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Paloma Partners withdrew a net $2.56B in Q1 2017, closing 534 positions and reducing 674 holdings. Its most notable exit was NVIDIA, an estimated $18.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.7% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Industrial Select Sector SPDR ETF worth $29.2M.

  • Paloma Partners's largest Q1 2017 buy was State Street Industrial Select Sector SPDR ETF: 448,872 shares worth $29.2M.
  • Paloma Partners added most to Time Warner Inc in Q1 2017, an estimated $53.1M increase.
  • Paloma Partners's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $128M.
  • Paloma Partners fully exited NVIDIA in Q1 2017, selling an estimated $18.7M.
  • Paloma Partners's ten largest holdings make up 25% of its $8.33B portfolio in Q1 2017.
  • Paloma Partners opened 515 new positions and closed 534 in Q1 2017.
  • Paloma Partners's portfolio value fell 18% quarter-over-quarter to $8.33B.

Based on Paloma Partners's 13F filing for Q1 2017, filed 15 May 2017.