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Paloma Partners Portfolio holdings

AUM $1.36B
1-Year Est. Return 249.29%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+249.29%
3 Year Est. Return
+314.26%
5 Year Est. Return
+270.78%
10 Year Est. Return
+829.52%
AUM
$2.85B
AUM Growth
+$674M
Cap. Flow
-$196M
Cap. Flow %
-6.9%
Top 10 Hldgs %
43.29%
Holding
1,145
New
253
Increased
187
Reduced
151
Closed
408

Top Buys

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$9.86M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$9.53M
3
GLD icon
SPDR Gold Trust
GLD
+$5.9M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.75M
5
PG icon
Procter & Gamble
PG
+$4.97M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.67M
2
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$9.49M
3
TIOA
Tio Tech A Class A Ordinary Share
TIOA
+$7.41M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$4.94M
5
TBSA
TB SA Acquisition Corp Class A Ordinary Share
TBSA
+$4.34M

Sector Composition

Rank Sector Weight
1 Miscellaneous 97.2%
2 Financials 0.52%
3 Healthcare 0.47%
4 Consumer Staples 0.41%
5 Communication Services 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$814B
$623M 21.91%
1,522,700
+922,000
+153% +$368M
QQQ icon
2
PUT
Invesco QQQ Trust
QQQ
$490B
$181M 6.36%
564,300
+126,400
+29% +$37.3M
IWM icon
3
PUT
iShares Russell 2000 ETF
IWM
$80.5B
$133M 4.66%
742,900
+731,000
+6,143% +$135M
QQQ icon
4
CALL
Invesco QQQ Trust
QQQ
$490B
$39.2M 1.38%
122,100
+86,200
+240% +$25.4M
HYG icon
5
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.4B
$38.5M 1.35%
509,200
-485,800
-49% -$36.4M
XLF icon
6
PUT
State Street Financial Select Sector SPDR ETF
XLF
$55B
$35M 1.23%
1,089,800
+664,600
+156% +$23.1M
XLB icon
7
PUT
State Street Materials Select Sector SPDR ETF
XLB
$8.64B
$27.5M 0.97%
682,600
+229,200
+51% +$9.28M
IWM icon
8
CALL
iShares Russell 2000 ETF
IWM
$80.5B
$24.7M 0.87%
138,400
+130,000
+1,548% +$23.9M
IYR icon
9
PUT
iShares US Real Estate ETF
IYR
$4.33B
$24M 0.84%
282,100
+90,900
+48% +$7.95M
XLF icon
10
CALL
State Street Financial Select Sector SPDR ETF
XLF
$55B
$20.5M 0.72%
638,500
+491,900
+336% +$17.1M
RIG icon
11
PUT
Transocean
RIG
$6.53B
$18.8M 0.66%
+2,962,000
New +$19M
FXI icon
12
CALL
iShares China Large-Cap ETF
FXI
$4.28B
$18.6M 0.65%
629,500
+10,400
+2% +$312K
SPY icon
13
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$814B
$18.4M 0.65%
44,900
-310,600
-87% -$124M
IYR icon
14
CALL
iShares US Real Estate ETF
IYR
$4.33B
$17.5M 0.61%
205,600
+78,800
+62% +$6.89M
XLY icon
15
PUT
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
$16.9M 0.59%
225,600
+172,200
+322% +$12.3M
TLT icon
16
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$47.1B
$15.8M 0.56%
+148,800
New +$15.6M
PFE icon
17
CALL
Pfizer
PFE
$162B
$15.7M 0.55%
384,200
+375,700
+4,420% +$16.2M
IWM icon
18
iShares Russell 2000 ETF
IWM
$80.5B
$15.4M 0.54%
86,109
+51,742
+151% +$9.53M
XLU icon
19
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$15.1M 0.53%
446,600
-93,400
-17% -$3.17M
IPAR icon
20
PUT
Interparfums
IPAR
$3.74B
$14.3M 0.5%
100,200
– –
FXI icon
21
PUT
iShares China Large-Cap ETF
FXI
$4.28B
$13.6M 0.48%
460,900
-16,500
-3% -$496K
COTY icon
22
PUT
Coty
COTY
$2.58B
$13.4M 0.47%
+1,115,000
New +$11.8M
VZ icon
23
CALL
Verizon
VZ
$208B
$13.4M 0.47%
344,800
+284,400
+471% +$11.2M
FRC
24
PUT
DELISTED
First Republic Bank
FRC
$13.3M 0.47%
+954,100
New +$97.8M
XLU icon
25
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$13.2M 0.47%
391,400
-194,800
-33% -$6.6M
1
2 3 4 5

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CCA
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AWA
Amplius Wealth Advisors Blue Bell, Pennsylvania $1.36B AUM 18.99% 1-Year Est. Return
KPF
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B
Bpifrance Maisons Alfort, Cedex, France $1.36B AUM 21.86% 1-Year Est. Return
FCM
Fernbridge Capital Management Los Angeles, California $1.37B AUM 24.55% 1-Year Est. Return
FBCM
Fort Baker Capital Management Larkspur, California $1.37B AUM 26.91% 1-Year Est. Return
BSB
Bangor Savings Bank Bangor, Maine $1.36B AUM 19.29% 1-Year Est. Return

Paloma Partners's Q1 2023 Portfolio in Review

As of Q1 2023, Paloma Partners held 1,145 positions worth $2.85B, up 31% from $2.17B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners withdrew a net $196M in Q1 2023, closing 408 positions and reducing 151 holdings. Its most notable exit was Vanguard Long-Term Corporate Bond ETF, an estimated $9.49M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 97% of assets, up from 92% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Paloma Partners opened a new position in State Street Financial Select Sector SPDR ETF worth $9.13M.

  • Paloma Partners's largest Q1 2023 buy was State Street Financial Select Sector SPDR ETF: 283,838 shares worth $9.13M.
  • Paloma Partners added most to iShares Russell 2000 ETF in Q1 2023, an estimated $9.53M increase.
  • Paloma Partners's biggest Q1 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.67M.
  • Paloma Partners fully exited Vanguard Long-Term Corporate Bond ETF in Q1 2023, selling an estimated $9.49M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.85B portfolio in Q1 2023.
  • Paloma Partners opened 253 new positions and closed 408 in Q1 2023.
  • Paloma Partners's portfolio value rose 31% quarter-over-quarter to $2.85B.

Based on Paloma Partners's 13F filing for Q1 2023, filed 15 May 2023.