We are live on
!
Find out more
PP
Paloma Partners Portfolio holdings
AUM
$510M
1-Year Est. Return
286.05%
This Fund
S&P 500
This Quarter
Est. Return
-6.62%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.32B
AUM Growth
-$874M
(-17%)
Cap. Flow
-$483M
Cap. Flow
% of AUM
-11.17%
Top 10 Holdings %
Top 10 Hldgs %
33.23%
Holding
2,321
New
564
Increased
448
Reduced
519
Closed
747
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$59.6M |
| 2 |
Regeneron Pharmaceuticals
REGN
|
+$48.6M |
| 3 |
JPMorgan Chase
JPM
|
+$37.6M |
| 4 |
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
|
+$31.2M |
| 5 |
Kimco Realty
KIM
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRC
DRESSER-RAND GROUP INC
DRC
|
+$86.5M |
| 2 |
DTV
DIRECTV COM STK (DE)
DTV
|
+$46.6M |
| 3 |
Pfizer
PFE
|
+$41.7M |
| 4 |
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
|
+$38.7M |
| 5 |
RKT
ROCK-TENN COMPANY CL-A
RKT
|
+$26.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 5.85% |
| 2 | Financials | 5.81% |
| 3 | Industrials | 5.1% |
| 4 | Consumer Discretionary | 3.72% |
| 5 | Technology | 3.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $545M | 12.6% |
2,842,000
+1,399,000
| +97% | +$284M |
|
2
PUT
iShares Russell 2000 ETF
IWM
$80.9B
| $160M | 3.7% |
1,464,900
+827,800
| +130% | +$98.1M |
|
|
3
CALL
iShares Russell 2000 ETF
IWM
$80.9B
| $130M | 3.02% |
1,193,800
+1,128,600
| +1,731% | +$134M |
|
4
CALL
SPDR Gold Trust
GLD
$131B
| $129M | 2.99% |
1,210,000
-24,000
| -2% | -$2.59M |
|
5
PUT
Invesco QQQ Trust
QQQ
$455B
| $125M | 2.89% |
1,226,400
+916,900
| +296% | +$98.5M |
|
|
6
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $117M | 2.72% |
613,000
+261,000
| +74% | +$52.9M |
|
|
7
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $75.3M | 1.74% |
393,035
+293,789
| +296% | +$59.6M |
|
8
PUT
Biogen
BIIB
$29.9B
| $53.5M | 1.24% |
183,500
+135,400
| +281% | +$44.7M |
|
|
9
PUT
Regeneron Pharmaceuticals
REGN
$68.8B
| $51.6M | 1.2% |
111,000
+73,400
| +195% | +$39.4M |
|
|
SIAL
10
DELISTED
SIGMA - ALDRICH CORP
SIAL
| $48.6M | 1.12% |
349,500
+166,769
| +91% | +$23.3M |
|
|
11
PUT
JPMorgan Chase
JPM
$939B
| $47.3M | 1.09% |
775,900
-128,900
| -14% | -$8.44M |
|
|
12
JPMorgan Chase
JPM
$939B
| $44.9M | 1.04% |
735,730
+574,749
| +357% | +$37.6M |
|
|
13
Regeneron Pharmaceuticals
REGN
$68.8B
| $43.5M | 1.01% |
93,562
+90,425
| +2,883% | +$48.6M |
|
14
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
| $42.1M | 0.97% |
+1,375,000
| New | +$46.3M |
|
|
15
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
| $41.2M | 0.95% |
1,345,600
+1,142,000
| +561% | +$38.5M |
|
16
PUT
Gilead Sciences
GILD
$161B
| $33.1M | 0.77% |
337,300
-52,700
| -14% | -$5.85M |
|
|
TRAK
17
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
| $31.6M | 0.73% |
+500,000
| New | +$31.2M |
|
|
VXX
18
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
| $29.3M | 0.68% |
71,538
+55,444
| +345% | +$18.4M |
|
19
CALL
iShares Silver Trust
SLV
$28.1B
| $28.5M | 0.66% |
2,053,000
+673,000
| +49% | +$9.59M |
|
|
VXX
20
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
| $27.7M | 0.64% |
67,706
-3,182
| -4% | -$1.06M |
|
|
21
CALL
Biogen
BIIB
$29.9B
| $27.1M | 0.63% |
92,700
+49,100
| +113% | +$16.2M |
|
|
22
Kimco Realty
KIM
$17.6B
| $26.9M | 0.62% |
1,099,636
+1,019,199
| +1,267% | +$24.5M |
|
23
PUT
Mastercard
MA
$477B
| $22.3M | 0.52% |
247,200
+224,300
| +979% | +$21.1M |
|
24
PUT
iShares MSCI Emerging Markets ETF
EEM
$28B
| $21.8M | 0.5% |
665,000
+114,900
| +21% | +$4.06M |
|
|
TWC
25
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
| $21.8M | 0.5% |
121,393
-112,292
| -48% | -$21M |
|
Similar funds
JF
PWMG
NIEF
HIM
MCA
OA
BWP
MC
Paloma Partners's Q3 2015 Portfolio in Review
As of Q3 2015, Paloma Partners held 2,321 positions worth $4.32B, down 17% from $5.19B the previous quarter. Its ten largest holdings account for 33% of the portfolio.
Paloma Partners withdrew a net $483M in Q3 2015, closing 747 positions and reducing 519 holdings. Its most notable exit was DRESSER-RAND GROUP INC, an estimated $86.5M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.
Against the trend, Paloma Partners opened a new position in DEALERTRACK TECHNOLOGIES, INC. COM STK worth $31.6M.
- Paloma Partners's largest Q3 2015 buy was DEALERTRACK TECHNOLOGIES, INC. COM STK: 500,000 shares worth $31.6M.
- Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $59.6M increase.
- Paloma Partners's biggest Q3 2015 reduction was Pfizer, cutting an estimated $41.7M.
- Paloma Partners fully exited DRESSER-RAND GROUP INC in Q3 2015, selling an estimated $86.5M.
- Paloma Partners's ten largest holdings make up 33% of its $4.32B portfolio in Q3 2015.
- Paloma Partners opened 564 new positions and closed 747 in Q3 2015.
- Paloma Partners's portfolio value fell 17% quarter-over-quarter to $4.32B.
Based on Paloma Partners's 13F filing for Q3 2015, filed 16 Nov 2015.