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PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.08B
AUM Growth
-$1.45B
Cap. Flow
-$2.4B
Cap. Flow %
-58.65%
Top 10 Hldgs %
49.4%
Holding
2,184
New
458
Increased
260
Reduced
212
Closed
1,185

Top Buys

Rank Stock Value
1
OTIS icon
Otis Worldwide
OTIS
+$15M
2
STNE icon
StoneCo
STNE
+$15M
3
LH icon
Labcorp
LH
+$14.9M
4
CSCO icon
Cisco
CSCO
+$14.6M
5
T icon
AT&T
T
+$13.7M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$34.9M
2
CL icon
Colgate-Palmolive
CL
+$24.4M
3
AMZN icon
Amazon
AMZN
+$23.9M
4
NSC icon
Norfolk Southern
NSC
+$20.3M
5
LVS icon
Las Vegas Sands
LVS
+$20.3M

Sector Composition

Rank Sector Weight
1 Technology 5.62%
2 Financials 4.72%
3 Healthcare 3.25%
4 Industrials 2.68%
5 Communication Services 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$1.32B 32.2%
3,064,500
+2,382,000
+349% +$1.05B
XLU icon
2
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$20.8M 0.51%
650,400
-292,400
-31% -$9.77M
XOP icon
3
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$20.8M 0.51%
214,600
+136,800
+176% +$11.6M
XLK icon
4
CALL
State Street Technology Select Sector SPDR ETF
XLK
$115B
$20.6M 0.5%
276,200
-79,400
-22% -$6.13M
HPQ icon
5
CALL
HP
HPQ
$23.5B
$19.7M 0.48%
+718,500
New +$20.6M
XLE icon
6
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$17.5M 0.43%
673,000
-255,600
-28% -$6.33M
CSCO icon
7
Cisco
CSCO
$450B
$15.4M 0.38%
282,144
+260,822
+1,223% +$14.6M
VZ icon
8
CALL
Verizon
VZ
$194B
$15.2M 0.37%
281,800
-80,400
-22% -$4.45M
UNH icon
9
UnitedHealth
UNH
$382B
$15.1M 0.37%
38,748
+6,907
+22% +$2.86M
LH icon
10
Labcorp
LH
$24.3B
$15M 0.37%
61,915
+59,267
+2,238% +$14.9M
ADBE icon
11
Adobe
ADBE
$89.5B
$14.3M 0.35%
24,806
+14,297
+136% +$9M
ATVI
12
CALL
DELISTED
Activision Blizzard
ATVI
$14.1M 0.34%
+181,800
New +$15.2M
OTIS icon
13
Otis Worldwide
OTIS
$27.6B
$14M 0.34%
+170,426
New +$15M
T icon
14
AT&T
T
$165B
$13.9M 0.34%
680,092
+651,190
+2,253% +$13.7M
HCA icon
15
HCA Healthcare
HCA
$84.8B
$13.6M 0.33%
56,157
+52,162
+1,306% +$12.8M
COST icon
16
CALL
Costco
COST
$415B
$13.6M 0.33%
30,300
+12,800
+73% +$5.63M
XME icon
17
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.05B
$13.6M 0.33%
325,300
-115,500
-26% -$4.99M
CRWD icon
18
CrowdStrike
CRWD
$187B
$13.6M 0.33%
220,584
+173,592
+369% +$11.2M
EWT icon
19
CALL
iShares MSCI Taiwan ETF
EWT
$10B
$12.4M 0.3%
+200,000
New +$12.7M
GS icon
20
CALL
Goldman Sachs
GS
$313B
$12.4M 0.3%
32,800
+27,600
+531% +$10.8M
V icon
21
Visa
V
$677B
$12.4M 0.3%
55,506
+43,962
+381% +$10.3M
FRC
22
DELISTED
First Republic Bank
FRC
$11.8M 0.29%
61,143
+52,643
+619% +$10.4M
GPN icon
23
Global Payments
GPN
$22.1B
$11.6M 0.28%
73,465
-31,945
-30% -$5.55M
STNE icon
24
StoneCo
STNE
$2.62B
$11.1M 0.27%
318,644
+288,633
+962% +$15M
T icon
25
CALL
AT&T
T
$165B
$10.9M 0.27%
+532,116
New +$11.2M
1
2 3 4 5

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NIEF
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HIM
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MCA
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MC
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Paloma Partners's Q3 2021 Portfolio in Review

As of Q3 2021, Paloma Partners held 2,184 positions worth $4.08B, down 26% from $5.54B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Paloma Partners withdrew a net $2.4B in Q3 2021, closing 1,185 positions and reducing 212 holdings. Its most notable exit was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $34.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Paloma Partners opened a new position in Otis Worldwide worth $14M.

  • Paloma Partners's largest Q3 2021 buy was Otis Worldwide: 170,426 shares worth $14M.
  • Paloma Partners added most to StoneCo in Q3 2021, an estimated $15M increase.
  • Paloma Partners's biggest Q3 2021 reduction was Monster Beverage, cutting an estimated $19.4M.
  • Paloma Partners fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2021, selling an estimated $34.9M.
  • Paloma Partners's ten largest holdings make up 49% of its $4.08B portfolio in Q3 2021.
  • Paloma Partners opened 458 new positions and closed 1,185 in Q3 2021.
  • Paloma Partners's portfolio value fell 26% quarter-over-quarter to $4.08B.

Based on Paloma Partners's 13F filing for Q3 2021, filed 15 Nov 2021.