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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.59%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$10.2B
AUM Growth
+$2.21B
Cap. Flow
+$1.91B
Cap. Flow %
18.7%
Top 10 Hldgs %
42.15%
Holding
2,326
New
523
Increased
761
Reduced
552
Closed
381

Top Buys

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$88.6M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$55.2M
3
AMZN icon
Amazon
AMZN
+$50.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.4M
5
AAPL icon
Apple
AAPL
+$27.4M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$30.4M
2
WFC icon
Wells Fargo
WFC
+$18.1M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.9M
4
STJ
St Jude Medical
STJ
+$13.5M
5
LNKD
LinkedIn Corporation
LNKD
+$13.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.46%
2 Industrials 3.74%
3 Financials 3.69%
4 Healthcare 3.55%
5 Technology 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$1.4B 13.75%
6,277,900
+1,896,100
+43% +$414M
GLD icon
2
CALL
SPDR Gold Trust
GLD
$131B
$855M 8.38%
7,804,000
+7,581,800
+3,412% +$880M
SPY icon
3
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$628M 6.15%
2,809,300
+1,613,300
+135% +$352M
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$343M 3.37%
1,536,309
+230,931
+18% +$50.4M
BIIB icon
5
PUT
Biogen
BIIB
$29.9B
$267M 2.62%
941,200
+863,100
+1,105% +$256M
IWM icon
6
PUT
iShares Russell 2000 ETF
IWM
$80.9B
$231M 2.27%
1,716,500
+171,800
+11% +$22M
BIIB icon
7
CALL
Biogen
BIIB
$29.9B
$162M 1.59%
571,700
+451,900
+377% +$134M
QQQ icon
8
PUT
Invesco QQQ Trust
QQQ
$455B
$149M 1.46%
1,255,200
-292,700
-19% -$34.5M
AAPL icon
9
PUT
Apple
AAPL
$4.89T
$138M 1.35%
4,755,600
-227,600
-5% -$6.45M
AMZN icon
10
PUT
Amazon
AMZN
$2.5T
$123M 1.21%
3,286,000
+1,612,000
+96% +$63.2M
BIIB icon
11
Biogen
BIIB
$29.9B
$85.7M 0.84%
302,380
+299,060
+9,008% +$88.6M
AAPL icon
12
CALL
Apple
AAPL
$4.89T
$76.8M 0.75%
2,651,200
-363,200
-12% -$10.3M
GILD icon
13
PUT
Gilead Sciences
GILD
$161B
$65.6M 0.64%
916,600
+244,500
+36% +$18.2M
GILD icon
14
CALL
Gilead Sciences
GILD
$161B
$62.7M 0.61%
876,000
+83,700
+11% +$6.22M
QQQ icon
15
Invesco QQQ Trust
QQQ
$455B
$59.5M 0.58%
501,933
+467,472
+1,357% +$55.2M
BKNG icon
16
PUT
Booking.com
BKNG
$138B
$58.4M 0.57%
995,000
+820,000
+469% +$49M
COST icon
17
PUT
Costco
COST
$415B
$50.8M 0.5%
317,200
+306,800
+2,950% +$46.8M
AMZN icon
18
Amazon
AMZN
$2.5T
$49.1M 0.48%
1,310,080
+1,294,960
+8,565% +$50.7M
IWM icon
19
CALL
iShares Russell 2000 ETF
IWM
$80.9B
$45.6M 0.45%
338,200
-37,600
-10% -$4.8M
BKNG icon
20
CALL
Booking.com
BKNG
$138B
$44.6M 0.44%
760,000
+645,000
+561% +$38.5M
MON
21
CALL
DELISTED
Monsanto Co
MON
$41.8M 0.41%
397,400
+223,500
+129% +$22.9M
GOOGL icon
22
PUT
Alphabet (Google) Class A
GOOGL
$3.91T
$41.2M 0.4%
1,040,000
-2,514,000
-71% -$101M
JPM icon
23
PUT
JPMorgan Chase
JPM
$939B
$40.3M 0.4%
467,100
-633,700
-58% -$48.3M
FXI icon
24
PUT
iShares China Large-Cap ETF
FXI
$4.31B
$39.4M 0.39%
1,136,300
+52,500
+5% +$1.93M
REGN icon
25
PUT
Regeneron Pharmaceuticals
REGN
$68.8B
$38.5M 0.38%
104,900
-27,200
-21% -$10.3M
1
2 3 4 5

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Paloma Partners's Q4 2016 Portfolio in Review

As of Q4 2016, Paloma Partners held 2,326 positions worth $10.2B, up 28% from $7.99B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Paloma Partners deployed $1.91B of net new capital in Q4 2016, opening 523 new positions and adding to 761 existing holdings. Its largest new stake was NXP Semiconductors: 253,000 shares worth $24.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.5% of assets, up from 3.4% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was KLA, an estimated $30.4M trimmed.

  • Paloma Partners's largest Q4 2016 buy was NXP Semiconductors: 253,000 shares worth $24.8M.
  • Paloma Partners added most to Biogen in Q4 2016, an estimated $88.6M increase.
  • Paloma Partners's biggest Q4 2016 reduction was KLA, cutting an estimated $30.4M.
  • Paloma Partners fully exited St Jude Medical in Q4 2016, selling an estimated $13.5M.
  • Paloma Partners's ten largest holdings make up 42% of its $10.2B portfolio in Q4 2016.
  • Paloma Partners opened 523 new positions and closed 381 in Q4 2016.
  • Paloma Partners's portfolio value rose 28% quarter-over-quarter to $10.2B.

Based on Paloma Partners's 13F filing for Q4 2016, filed 14 Feb 2017.