Paloma Partners’s IRIDEX IRIX Stock Holding History

Paloma Partners’s Portfolio IRIX Stock Details IRIX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-31,550	Closed	-$312K	–	2253
2017 Q2	$312K	Buy	+31,550	New	+$311K	﹤0.01%	1774

Other funds holding IRIX

ACP

Acuta Capital Partners Redwood City, California $143M AUM 773.18% 1-Year Est. Return

PAPAIJV

Paragon Associates & Paragon Associates II Joint Venture Dallas, Texas $73.6M AUM 61.93% 1-Year Est. Return

LSC

Lyon Street Capital Sausalito, California $67M AUM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

FLAM

First Light Asset Management Edina, Minnesota $1.65B AUM 203.21% 1-Year Est. Return

GTC

Ghost Tree Capital New York $331M AUM 70.11% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

PCM

Perkins Capital Management Wayzata, Minnesota $133M AUM 127.86% 1-Year Est. Return

Paloma Partners's IRIX Position: Q3 2017 in Review

Paloma Partners sold out of IRIDEX (IRIX) in Q3 2017, closing a stake of 31,550 shares — an estimated $312K sold.

Paloma Partners first reported a position in IRIX in Q2 2017 and held it in 1 quarter. The position peaked at $312K in Q2 2017. 33 funds tracked by Wall St. Rank hold IRIX as of Q3 2017.

Paloma Partners reported no remaining IRIDEX position as of Q3 2017 after selling out during the quarter.
Paloma Partners sold 31,550 IRIDEX shares in Q3 2017, an estimated $312K.
Paloma Partners first reported a position in IRIDEX in Q2 2017 and held it in 1 quarter.
Paloma Partners's IRIDEX position peaked at $312K in Q2 2017.
33 funds tracked by Wall St. Rank held IRIDEX as of Q3 2017.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.