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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-6.62%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.32B
AUM Growth
-$874M
Cap. Flow
-$483M
Cap. Flow %
-11.17%
Top 10 Hldgs %
33.23%
Holding
2,321
New
564
Increased
448
Reduced
519
Closed
747

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.6M
2
REGN icon
Regeneron Pharmaceuticals
REGN
+$48.6M
3
JPM icon
JPMorgan Chase
JPM
+$37.6M
4
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$31.2M
5
KIM icon
Kimco Realty
KIM
+$24.5M

Top Sells

Rank Stock Value
1
DRC
DRESSER-RAND GROUP INC
DRC
+$86.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$46.6M
3
PFE icon
Pfizer
PFE
+$41.7M
4
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$38.7M
5
RKT
ROCK-TENN COMPANY CL-A
RKT
+$26.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.85%
2 Financials 5.81%
3 Industrials 5.1%
4 Consumer Discretionary 3.72%
5 Technology 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHS
2176
DELISTED
IHS INC CL-A COM STK
IHS
– –
-4,453
Closed -$573K
TAL
2177
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
– –
-9,477
Closed -$300K
HERO
2178
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
– –
-247,600
Closed -$58K
FSYS
2179
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
– –
-20,350
Closed -$152K
ARG
2180
DELISTED
Airgas Inc
ARG
– –
-7,833
Closed -$828K
FWM
2181
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
– –
-11,200
Closed -$40K
UNIS
2182
DELISTED
Unilife Corporation
UNIS
– –
-4,280
Closed -$92K
SNDK
2183
DELISTED
SANDISK CORP
SNDK
– –
-40,906
Closed -$2.38M
TFM
2184
DELISTED
THE FRESH MARKET, INC COM STK
TFM
– –
-9,314
Closed -$299K
HPY
2185
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
– –
-7,648
Closed -$413K
ARO
2186
DELISTED
Aeropostale Inc
ARO
– –
-296,100
Closed -$480K
PSUN
2187
DELISTED
PACIFIC SUNWEAR OF CAL. INC
PSUN
– –
-76,550
Closed -$87K
BTU
2188
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-43,984
Closed -$1.45M
BLT
2189
DELISTED
BLOUNT INTERNATIONAL (NEW)
BLT
– –
-14,499
Closed -$158K
LF
2190
DELISTED
LEAPFROG ENTERPRISES INC.
LF
– –
-100,650
Closed -$141K
ATML
2191
DELISTED
ATMEL CORP
ATML
– –
-55,962
Closed -$551K
GLPW
2192
DELISTED
GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW
GLPW
– –
-26,400
Closed -$205K
RVLT
2193
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
– –
-5,535
Closed -$64K
GMCR
2194
DELISTED
KEURIG GREEN MTN INC
GMCR
– –
-20,747
Closed -$1.59M
CTCT
2195
DELISTED
CONSTANT CONTACT, INC COM
CTCT
– –
-16,634
Closed -$478K
SWI
2196
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
– –
-12,175
Closed -$561K
TRIV
2197
DELISTED
TRIVASCULAR TECHONOLOGIES, INC, COMMON STOCK
TRIV
– –
-11,450
Closed -$61K
PBY
2198
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
– –
-25,070
Closed -$307K
LBMH
2199
DELISTED
LIBERATOR MED HLDGS INC (NY)
LBMH
– –
-48,550
Closed -$110K
SPDC
2200
DELISTED
SPEED COMMERCE, INC COM STK
SPDC
– –
-91,200
Closed -$26K
86 87
88
89 90

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HIM
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MCA
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OA
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MC
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CTAF
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Paloma Partners's Q3 2015 Portfolio in Review

As of Q3 2015, Paloma Partners held 2,321 positions worth $4.32B, down 17% from $5.19B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Paloma Partners withdrew a net $483M in Q3 2015, closing 747 positions and reducing 519 holdings. Its most notable exit was DRESSER-RAND GROUP INC, an estimated $86.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

Against the trend, Paloma Partners opened a new position in DEALERTRACK TECHNOLOGIES, INC. COM STK worth $31.6M.

  • Paloma Partners's largest Q3 2015 buy was DEALERTRACK TECHNOLOGIES, INC. COM STK: 500,000 shares worth $31.6M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $59.6M increase.
  • Paloma Partners's biggest Q3 2015 reduction was Pfizer, cutting an estimated $41.7M.
  • Paloma Partners fully exited DRESSER-RAND GROUP INC in Q3 2015, selling an estimated $86.5M.
  • Paloma Partners's ten largest holdings make up 33% of its $4.32B portfolio in Q3 2015.
  • Paloma Partners opened 564 new positions and closed 747 in Q3 2015.
  • Paloma Partners's portfolio value fell 17% quarter-over-quarter to $4.32B.

Based on Paloma Partners's 13F filing for Q3 2015, filed 16 Nov 2015.