Paloma Partners’s PEABODY ENERGY CORP COM STK NEW (DE) BTU Stock Holding History

Paloma Partners’s Portfolio BTU Stock Details BTU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-12,016	Closed	-$92K	–	2226
2015 Q4	$92K	Buy	+12,016	New	+$173K	﹤0.01%	1612
2015 Q3	–	Sell	-43,984	Closed	-$1.45M	–	2204
2015 Q2	$1.45M	Buy	+43,984	New	+$2.57M	0.03%	576
2014 Q4	–	Sell	-2,220	Closed	-$412K	–	1525
2014 Q3	$412K	Buy	+2,220	New	+$504K	0.02%	604
2014 Q2	–	Sell	-1,727	Closed	-$423K	–	1327
2014 Q1	$423K	Buy	1,727 +594	+52%	+$151K	0.03%	451
2013 Q4	$332K	Sell	1,133 -227	-17%	-$64K	0.02%	757
2013 Q3	$352K	Sell	1,360 -307	-18%	-$78.5K	0.01%	593
2013 Q2	$366K	Buy	+1,667	New	+$479K	0.02%	588

Other funds holding BTU

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

KGI

Kopernik Global Investors Tampa, Florida $1.43B AUM 63.57% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

MAM

Majedie Asset Management London, United Kingdom $1.22B AUM 16.08% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RFC

Russell Frank Company Seattle, Washington $56.9B AUM 2.13% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Paloma Partners's BTU Position: Q1 2016 in Review

Paloma Partners sold out of PEABODY ENERGY CORP COM STK NEW (DE) (BTU) in Q1 2016, closing a stake of 12,016 shares — an estimated $92K sold.

Paloma Partners first reported a position in BTU in Q2 2013 and held it in 7 quarters. The position peaked at $1.45M in Q2 2015. 127 funds tracked by Wall St. Rank hold BTU as of Q1 2016.

Paloma Partners reported no remaining PEABODY ENERGY CORP COM STK NEW (DE) position as of Q1 2016 after selling out during the quarter.
Paloma Partners sold 12,016 PEABODY ENERGY CORP COM STK NEW (DE) shares in Q1 2016, an estimated $92K.
Paloma Partners first reported a position in PEABODY ENERGY CORP COM STK NEW (DE) in Q2 2013 and held it in 7 quarters.
Paloma Partners's PEABODY ENERGY CORP COM STK NEW (DE) position peaked at $1.45M in Q2 2015.
127 funds tracked by Wall St. Rank held PEABODY ENERGY CORP COM STK NEW (DE) as of Q1 2016.

Based on Paloma Partners's 13F filing for Q1 2016, filed 16 May 2016.