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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANV
1526
DELISTED
Allied Nevada Gold Corp
ANV
– –
-153,383
Closed -$577K
BPZ
1527
DELISTED
BPZ RESOURCES INC COM STK
BPZ
– –
-11,663
Closed -$36K
DRL
1528
DELISTED
DORAL FINANCIAL CORPORATION (NEW)
DRL
– –
-28,121
Closed -$121K
MWIV
1529
DELISTED
MWI VETERINARY SUPPLY, INC.
MWIV
– –
-1,677
Closed -$238K
NPSP
1530
DELISTED
NPS PHARMACEUTICALS INC
NPSP
– –
-75,000
Closed -$2.48M
COCO
1531
DELISTED
CORINTHIAN COLLEGES INC
COCO
– –
-341,331
Closed -$101K
IBCA
1532
DELISTED
INTERVEST BANCSHARES CORP COM
IBCA
– –
-76,863
Closed -$595K
RSH
1533
DELISTED
RADIOSHACK CORP
RSH
– –
-429,275
Closed -$425K
WTSL
1534
DELISTED
WET SEAL INC CL-A
WTSL
– –
-361,291
Closed -$329K
BIRT
1535
DELISTED
Actuate Corp
BIRT
– –
-10,503
Closed -$50K
FST
1536
DELISTED
FOREST OIL CORPORATION
FST
– –
-51,115
Closed -$117K
FRF
1537
DELISTED
FORTEGRA FINL CORP COM STK (DE)
FRF
– –
-27,660
Closed -$211K
BOLT
1538
DELISTED
BOLT TECHNOLOGY CORPORATION
BOLT
– –
-37,147
Closed -$682K
EDMC
1539
DELISTED
EDUCATION MGMT CORP NEW COM STK (PA)
EDMC
– –
-14,714
Closed -$25K
DVR
1540
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
– –
-421,704
Closed -$557K
END
1541
DELISTED
ENDEAVOUR INTERNATIONAL CORP NEW (NV)
END
– –
-217,471
Closed -$298K
MEAS
1542
DELISTED
MEASUREMENT SPECIALTIES INC
MEAS
– –
-4,569
Closed -$393K
OHAI
1543
DELISTED
OHA Investment Corporation
OHAI
– –
-90,320
Closed -$563K
MDCI
1544
DELISTED
MEDICAL ACTION INDS INC
MDCI
– –
-62,521
Closed -$858K
ITMN
1545
DELISTED
INTERMUNE INC
ITMN
– –
-50,000
Closed -$2.21M
KIOR
1546
DELISTED
KIOR, INC CLASS A COM STK
KIOR
– –
-188,014
Closed -$68K
ARX
1547
DELISTED
Aeroflex Holding Corp (DE)
ARX
– –
-10,000
Closed -$105K
MCRS
1548
DELISTED
MICROS SYSTEMS INC
MCRS
– –
-74,200
Closed -$5.04M
MCRS
1549
PUT
DELISTED
MICROS SYSTEMS INC
MCRS
– –
-20,000
Closed -$1.36M
DFZ
1550
DELISTED
BARRY (R.G.) CORPORATION
DFZ
– –
-16,705
Closed -$316K
60 61
62
63 64

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CTAF
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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.