Paloma Partners’s OHA Investment Corporation OHAI Stock Holding History

Paloma Partners’s Portfolio OHAI Stock Details OHAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-90,320	Closed	-$563K	–	1564
2014 Q2	$563K	Buy	+90,320	New	+$587K	0.02%	534

Other funds holding OHAI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Reservoir Operations New York $13.2M AUM 10.2% 1-Year Est. Return

Indaba Capital Management San Francisco, California $33.8M AUM 33.83% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Bank of New York Mellon

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Corbyn Investment Management Lutherville, Maryland $300M AUM 18.88% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Paloma Partners's OHAI Position: Q3 2014 in Review

Paloma Partners sold out of OHA Investment Corporation (OHAI) in Q3 2014, closing a stake of 90,320 shares — an estimated $563K sold.

Paloma Partners first reported a position in OHAI in Q2 2014 and held it in 1 quarter. The position peaked at $563K in Q2 2014. 43 funds tracked by Wall St. Rank hold OHAI as of Q3 2014.

Paloma Partners reported no remaining OHA Investment Corporation position as of Q3 2014 after selling out during the quarter.
Paloma Partners sold 90,320 OHA Investment Corporation shares in Q3 2014, an estimated $563K.
Paloma Partners first reported a position in OHA Investment Corporation in Q2 2014 and held it in 1 quarter.
Paloma Partners's OHA Investment Corporation position peaked at $563K in Q2 2014.
43 funds tracked by Wall St. Rank held OHA Investment Corporation as of Q3 2014.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.