Bank of New York Mellon’s OHA Investment Corporation OHAI Stock Holding History

Bank of New York Mellon’s Portfolio OHAI Stock Details OHAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-234,540	Closed	-$795K	–	4426
2016 Q1	$795K	Hold	234,540	–	–	﹤0.01%	3199
2015 Q4	$891K	Sell	234,540 -15,000	-6%	-$63.2K	﹤0.01%	3242
2015 Q3	$1.05M	Sell	249,540 -5,001	-2%	-$24.7K	﹤0.01%	3152
2015 Q2	$1.45M	Sell	254,541 -19,999	-7%	-$113K	﹤0.01%	3126
2015 Q1	$1.45M	Sell	274,540 -10,000	-4%	-$48.3K	﹤0.01%	3085
2014 Q4	$1.33M	Hold	284,540	–	–	﹤0.01%	3127
2014 Q3	$1.76M	Sell	284,540 -16,925	-6%	-$108K	﹤0.01%	2967
2014 Q2	$1.88M	Sell	301,465 -68,454	-19%	-$445K	﹤0.01%	2936
2014 Q1	$2.5M	Sell	369,919 -6,127	-2%	-$45.4K	﹤0.01%	2743
2013 Q4	$2.81M	Sell	376,046 -434	-0.1%	-$3.29K	﹤0.01%	2662
2013 Q3	$2.8M	Sell	376,480 -1,577	-0.4%	-$10.6K	﹤0.01%	2621
2013 Q2	$2.32M	Buy	+378,057	New	+$2.49M	﹤0.01%	2706

Other funds holding OHAI

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UIC

Uniplan Investment Counsel Milwaukee, Wisconsin $1.07B AUM 34.04% 1-Year Est. Return

ICM

Indaba Capital Management San Francisco, California $33.8M AUM 33.83% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Reservoir Operations New York $13.2M AUM 10.1% 1-Year Est. Return

Truvvo Partners New York $5.22M AUM 13.74% 1-Year Est. Return

Royce & Associates New York $12.4B AUM 64.17% 1-Year Est. Return

DAM

Deltec Asset Management New York $677M AUM 31.67% 1-Year Est. Return

Bank of New York Mellon's OHAI Position: Q2 2016 in Review

Bank of New York Mellon sold out of OHA Investment Corporation (OHAI) in Q2 2016, closing a stake of 234,540 shares — an estimated $795K sold.

Bank of New York Mellon first reported a position in OHAI in Q2 2013 and held it in 12 quarters. The position peaked at $2.81M in Q4 2013. 38 funds tracked by Wall St. Rank hold OHAI as of Q2 2016.

Bank of New York Mellon reported no remaining OHA Investment Corporation position as of Q2 2016 after selling out during the quarter.
Bank of New York Mellon sold 234,540 OHA Investment Corporation shares in Q2 2016, an estimated $795K.
Bank of New York Mellon first reported a position in OHA Investment Corporation in Q2 2013 and held it in 12 quarters.
Bank of New York Mellon's OHA Investment Corporation position peaked at $2.81M in Q4 2013.
38 funds tracked by Wall St. Rank held OHA Investment Corporation as of Q2 2016.

Based on Bank of New York Mellon's 13F filing for Q2 2016, filed 1 Aug 2016.