Advisors Asset Management’s OHA Investment Corporation OHAI Stock Holding History

Advisors Asset Management’s Portfolio OHAI Stock Details OHAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-109,922	Closed	-$373K	–	1907
2016 Q1	$373K	Sell	109,922 -6,995	-6%	-$23.3K	0.01%	1179
2015 Q4	$444K	Sell	116,917 -174,971	-60%	-$737K	0.01%	1176
2015 Q3	$1.24M	Sell	291,888 -22,319	-7%	-$110K	0.02%	816
2015 Q2	$1.79M	Sell	314,207 -42,838	-12%	-$243K	0.02%	705
2015 Q1	$1.88M	Sell	357,045 -21,845	-6%	-$106K	0.03%	683
2014 Q4	$1.78M	Sell	378,890 -55,570	-13%	-$329K	0.02%	686
2014 Q3	$2.69M	Sell	434,460 -25,066	-5%	-$159K	0.04%	506
2014 Q2	$2.86M	Buy	459,526 +264,132	+135%	+$1.72M	0.04%	485
2014 Q1	$1.32M	Buy	195,394 +155,426	+389%	+$1.15M	0.02%	673
2013 Q4	$299K	Buy	+39,968	New	+$303K	﹤0.01%	1108

Other funds holding OHAI

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UIC

Uniplan Investment Counsel Milwaukee, Wisconsin $974M AUM 21.37% 1-Year Est. Return

ICM

Indaba Capital Management San Francisco, California $33.8M AUM 33.83% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Reservoir Operations New York $13.2M AUM 10.2% 1-Year Est. Return

Truvvo Partners New York $5.22M AUM 13.74% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

DAM

Deltec Asset Management New York $545M AUM 33.4% 1-Year Est. Return

Advisors Asset Management's OHAI Position: Q2 2016 in Review

Advisors Asset Management sold out of OHA Investment Corporation (OHAI) in Q2 2016, closing a stake of 109,922 shares — an estimated $373K sold.

Advisors Asset Management first reported a position in OHAI in Q4 2013 and held it in 10 quarters. The position peaked at $2.86M in Q2 2014. 38 funds tracked by Wall St. Rank hold OHAI as of Q2 2016.

Advisors Asset Management reported no remaining OHA Investment Corporation position as of Q2 2016 after selling out during the quarter.
Advisors Asset Management sold 109,922 OHA Investment Corporation shares in Q2 2016, an estimated $373K.
Advisors Asset Management first reported a position in OHA Investment Corporation in Q4 2013 and held it in 10 quarters.
Advisors Asset Management's OHA Investment Corporation position peaked at $2.86M in Q2 2014.
38 funds tracked by Wall St. Rank held OHA Investment Corporation as of Q2 2016.

Based on Advisors Asset Management's 13F filing for Q2 2016, filed 8 Aug 2016.