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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
Cap. Flow
-$697M
Cap. Flow %
-34.84%
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$46M
2
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.8M
3
PBCT
People's United Financial Inc
PBCT
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$44M
2
NVE
NV ENERGY, INC
NVE
+$29.7M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

Rank Sector Weight
1 Financials 10.25%
2 Technology 8.97%
3 Industrials 8.87%
4 Consumer Discretionary 7.77%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDLI
1351
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-22,900
Closed -$183K
AAWW
1352
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-10,894
Closed -$502K
NTP
1353
DELISTED
Nam Tai Property Inc.
NTP
– –
-50,000
Closed -$389K
UFS
1354
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-7,642
Closed -$304K
CBB
1355
DELISTED
Cincinnati Bell Inc.
CBB
– –
-6,620
Closed -$90K
BAS
1356
DELISTED
Basis Energy Services, Inc.
BAS
– –
-27
Closed -$194K
GG
1357
DELISTED
Goldcorp Inc
GG
– –
-266,900
Closed -$6.94M
NSU
1358
DELISTED
Nevsun Resources Ltd.
NSU
– –
-17,200
Closed -$55K
REXX
1359
DELISTED
Rex Energy Corporation
REXX
– –
-1,650
Closed -$368K
BCR
1360
DELISTED
CR Bard Inc.
BCR
– –
-3,600
Closed -$415K
SSRI
1361
DELISTED
Silver Standard Resources
SSRI
– –
-318,300
Closed -$1.96M
NQS
1362
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
– –
-11,151
Closed -$142K
NMO
1363
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
– –
-11,700
Closed -$143K
PQUE
1364
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
– –
-12,200
Closed -$49K
MHR
1365
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
– –
-26,600
Closed -$164K
VG
1366
DELISTED
Vonage Holdings Corporation
VG
– –
-38,000
Closed -$119K
CB
1367
DELISTED
CHUBB CORPORATION
CB
– –
-13,845
Closed -$1.24M
NIHD
1368
DELISTED
NII HOLDINGS INC CL B
NIHD
– –
-10,500
Closed -$64K
STL
1369
DELISTED
Sterling Bancorp
STL
– –
-21,313
Closed -$293K
HK
1370
DELISTED
Halcon Resources Corporation
HK
– –
-58
Closed -$44K
MPO
1371
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
– –
-1,710
Closed -$88K
RTI
1372
DELISTED
RTI INTL METALS INC(HLDG CO)
RTI
– –
-8,400
Closed -$269K
AAN.A
1373
DELISTED
The Aaron's Company Inc Class A
AAN.A
– –
-25,512
Closed -$707K
51 52 53 54
55

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Paloma Partners's Q4 2013 Portfolio in Review

As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.

  • Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
  • Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
  • Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
  • Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
  • Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
  • Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
  • Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.