Paloma Partners’s NUVEEN MUNI MARKET OPPORT FUND NMO Stock Holding History

Paloma Partners’s Portfolio NMO Stock Details NMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-11,700	Closed	-$143K	–	1390
2013 Q3	$143K	Sell	11,700 -400	-3%	-$4.83K	0.01%	811
2013 Q2	$158K	Buy	+12,100	New	+$168K	0.01%	1009

Other funds holding NMO

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $653B AUM 32.41% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Horizon Kinetics New York $2.96B AUM 5.37% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Global Endowment Management Charlotte, North Carolina $896M AUM 13.86% 1-Year Est. Return

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return