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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$580M
Cap. Flow %
-37.36%
Top 10 Hldgs %
31.5%
Holding
1,251
New
266
Increased
132
Reduced
221
Closed
598

Top Buys

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$36.6M
2
IBB icon
iShares Biotechnology ETF
IBB
+$29.3M
3
FRX
FOREST LABORATORIES INC
FRX
+$21.7M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$19.9M
5
IYR icon
iShares US Real Estate ETF
IYR
+$17.8M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$45.5M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43.3M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$18.9M
4
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.1M
5
LO
LORILLARD INC COM STK
LO
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Healthcare 7.06%
3 Industrials 6.08%
4 Consumer Discretionary 4.64%
5 Consumer Staples 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIO
1176
DELISTED
FUSION-IO INC COM
FIO
– –
-175,000
Closed -$1.56M
BPO
1177
DELISTED
BROOKFIELD OFFICE PROPERTIES. INC
BPO
– –
-86,146
Closed -$1.66M
ZLC
1178
DELISTED
ZALE CORPORATION
ZLC
– –
-37,741
Closed -$595K
JNY
1179
DELISTED
JONES GROUP INC COM STK (PA)
JNY
– –
-63,670
Closed -$952K
BRE
1180
DELISTED
BRE PROPERTIES INC CL A
BRE
– –
-10,502
Closed -$575K
PACT
1181
DELISTED
PACTERA TECHNOLOGY INTL LTD SPONSORED ADR
PACT
– –
-175,000
Closed -$1.25M
BRD
1182
DELISTED
BRIGUS GOLD CORP COM STK
BRD
– –
-31,047
Closed -$24K
GIVN
1183
DELISTED
GIVEN IMAGING LTD
GIVN
– –
-6,923
Closed -$208K
ANEN
1184
DELISTED
ANAREN INC
ANEN
– –
-8,371
Closed -$234K
COLE
1185
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
– –
-26,905
Closed -$378K
LIFE
1186
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
– –
-600,500
Closed -$45.5M
VCBI
1187
DELISTED
VIRGINIA COMMERCE BANCORP
VCBI
– –
-354,720
Closed -$6.03M
HTSI
1188
DELISTED
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
– –
-85,000
Closed -$4.2M
HMA
1189
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
– –
-180,000
Closed -$2.36M
VPHM
1190
DELISTED
VIROPHARMA INC
VPHM
– –
-225,000
Closed -$11.2M
EVAC
1191
DELISTED
EDWARDS GROUP LTD ADR (CYM)
EVAC
– –
-535,340
Closed -$5.45M
SNTS
1192
DELISTED
SANTARUS INC
SNTS
– –
-41,140
Closed -$1.31M
CMCSK
1193
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
– –
-8,941
Closed -$446K
ESV
1194
DELISTED
Ensco Rowan plc
ESV
– –
-1,275
Closed -$292K
EMD
1195
DELISTED
Western Asset Emerging Markets
EMD
– –
-84,390
Closed -$999K
CAM
1196
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
– –
-39,058
Closed -$2.33M
HOT
1197
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-14,750
Closed -$1.17M
CA
1198
DELISTED
CA, Inc.
CA
– –
-33,840
Closed -$1.14M
SIVB
1199
DELISTED
SVB Financial Group
SIVB
– –
-6,437
Closed -$675K
JRO
1200
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-27,784
Closed -$338K
45 46 47
48
49

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HIM
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MCA
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OA
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MC
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CTAF
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Paloma Partners's Q1 2014 Portfolio in Review

As of Q1 2014, Paloma Partners held 1,251 positions worth $1.55B, down 22% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $580M in Q1 2014, closing 598 positions and reducing 221 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $45.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Paloma Partners opened a new position in iShares Biotechnology ETF worth $27.7M.

  • Paloma Partners's largest Q1 2014 buy was iShares Biotechnology ETF: 351,981 shares worth $27.7M.
  • Paloma Partners added most to BEAM INC COM STK (DE) in Q1 2014, an estimated $36.6M increase.
  • Paloma Partners's biggest Q1 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $43.3M.
  • Paloma Partners fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $45.5M.
  • Paloma Partners's ten largest holdings make up 31% of its $1.55B portfolio in Q1 2014.
  • Paloma Partners opened 266 new positions and closed 598 in Q1 2014.
  • Paloma Partners's portfolio value fell 22% quarter-over-quarter to $1.55B.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.