PP
JRO

Paloma Partners’s Nuveen Floating Rate Income Opportunty Fund JRO Stock Holding History

Paloma Partners’s Portfolio JRO Stock Details JRO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-27,784
Closed -$338K – 1228
2013
Q4 		$338K Buy
+27,784
New +$334K 0.02% 749
2013
Q3 		– Sell
-12,600
Closed -$167K – 1451
2013
Q2 		$167K Buy
+12,600
New +$167K 0.01% 992

Other funds holding JRO

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
MIG
Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return
WCM
Windsor Capital Management Phoenix, Arizona $385M AUM 17.95% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
TAM
Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
ACM
Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

Paloma Partners's JRO Position: Q1 2014 in Review

Paloma Partners sold out of Nuveen Floating Rate Income Opportunty Fund (JRO) in Q1 2014, closing a stake of 27,784 shares — an estimated $338K sold.

Paloma Partners first reported a position in JRO in Q2 2013 and held it in 2 quarters. The position peaked at $338K in Q4 2013. 69 funds tracked by Wall St. Rank hold JRO as of Q1 2014.

  • Paloma Partners reported no remaining Nuveen Floating Rate Income Opportunty Fund position as of Q1 2014 after selling out during the quarter.
  • Paloma Partners sold 27,784 Nuveen Floating Rate Income Opportunty Fund shares in Q1 2014, an estimated $338K.
  • Paloma Partners first reported a position in Nuveen Floating Rate Income Opportunty Fund in Q2 2013 and held it in 2 quarters.
  • Paloma Partners's Nuveen Floating Rate Income Opportunty Fund position peaked at $338K in Q4 2013.
  • 69 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Opportunty Fund as of Q1 2014.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.