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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-6.62%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.32B
AUM Growth
-$874M
Cap. Flow
-$483M
Cap. Flow %
-11.17%
Top 10 Hldgs %
33.23%
Holding
2,321
New
564
Increased
448
Reduced
519
Closed
747

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.6M
2
REGN icon
Regeneron Pharmaceuticals
REGN
+$48.6M
3
JPM icon
JPMorgan Chase
JPM
+$37.6M
4
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$31.2M
5
KIM icon
Kimco Realty
KIM
+$24.5M

Top Sells

Rank Stock Value
1
DRC
DRESSER-RAND GROUP INC
DRC
+$86.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$46.6M
3
PFE icon
Pfizer
PFE
+$41.7M
4
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$38.7M
5
RKT
ROCK-TENN COMPANY CL-A
RKT
+$26.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.85%
2 Financials 5.81%
3 Industrials 5.1%
4 Consumer Discretionary 3.72%
5 Technology 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DK icon
451
Delek US
DK
$3.85B
$1.43M 0.03%
51,739
+21,999
+74% +$739K
LBTYA icon
452
Liberty Global Class A
LBTYA
$3.49B
$1.43M 0.03%
38,134
-28,076
-42% -$1.22M
PNC icon
453
CALL
PNC Financial Services
PNC
$100B
$1.43M 0.03%
16,000
+12,000
+300% +$1.13M
PNC icon
454
PUT
PNC Financial Services
PNC
$100B
$1.43M 0.03%
16,000
+12,000
+300% +$1.13M
FUL icon
455
H.B. Fuller
FUL
$3.07B
$1.41M 0.03%
+41,570
New +$1.57M
XLU icon
456
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$1.41M 0.03%
65,064
-370,672
-85% -$7.98M
ROIC
457
DELISTED
Retail Opportunity Investments Corp.
ROIC
$1.4M 0.03%
+84,870
New +$1.4M
BLMN icon
458
Bloomin' Brands
BLMN
$736M
$1.4M 0.03%
77,070
+14,585
+23% +$312K
AXP icon
459
American Express
AXP
$227B
$1.4M 0.03%
18,897
-51,689
-73% -$3.98M
EA icon
460
Electronic Arts
EA
$52.4B
$1.4M 0.03%
+20,651
New +$1.45M
NTAP icon
461
NetApp
NTAP
$34.2B
$1.4M 0.03%
+47,229
New +$1.46M
XLY icon
462
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$1.4M 0.03%
37,600
-11,000
-23% -$423K
V icon
463
PUT
Visa
V
$697B
$1.39M 0.03%
+20,000
New +$1.43M
UNH icon
464
CALL
UnitedHealth
UNH
$389B
$1.39M 0.03%
12,000
-130,000
-92% -$15.6M
UNH icon
465
PUT
UnitedHealth
UNH
$389B
$1.39M 0.03%
12,000
-109,100
-90% -$13.1M
MASI
466
DELISTED
Masimo
MASI
$1.39M 0.03%
36,039
+26,827
+291% +$1.1M
TIF
467
CALL
DELISTED
Tiffany & Co.
TIF
$1.39M 0.03%
18,000
+6,000
+50% +$525K
TIF
468
PUT
DELISTED
Tiffany & Co.
TIF
$1.39M 0.03%
18,000
+6,000
+50% +$525K
NOC icon
469
Northrop Grumman
NOC
$78B
$1.39M 0.03%
8,364
-5,849
-41% -$980K
TMUS icon
470
T-Mobile US
TMUS
$196B
$1.38M 0.03%
34,712
+27,100
+356% +$1.08M
PRE
471
DELISTED
PARTNERRE LTD
PRE
$1.38M 0.03%
9,951
+4,022
+68% +$550K
OCSL icon
472
Oaktree Specialty Lending
OCSL
$1.06B
$1.38M 0.03%
74,281
+418
+0.6% +$8.05K
HIG icon
473
CALL
Hartford Financial Services
HIG
$39.3B
$1.37M 0.03%
30,000
– –
HIG icon
474
PUT
Hartford Financial Services
HIG
$39.3B
$1.37M 0.03%
30,000
– –
TOL icon
475
PUT
Toll Brothers
TOL
$14.5B
$1.37M 0.03%
40,000
– –
17 18
19
20 21

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HIM
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MCA
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OA
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CTAF
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MWAM
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Paloma Partners's Q3 2015 Portfolio in Review

As of Q3 2015, Paloma Partners held 2,321 positions worth $4.32B, down 17% from $5.19B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Paloma Partners withdrew a net $483M in Q3 2015, closing 747 positions and reducing 519 holdings. Its most notable exit was DRESSER-RAND GROUP INC, an estimated $86.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

Against the trend, Paloma Partners opened a new position in DEALERTRACK TECHNOLOGIES, INC. COM STK worth $31.6M.

  • Paloma Partners's largest Q3 2015 buy was DEALERTRACK TECHNOLOGIES, INC. COM STK: 500,000 shares worth $31.6M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $59.6M increase.
  • Paloma Partners's biggest Q3 2015 reduction was Pfizer, cutting an estimated $41.7M.
  • Paloma Partners fully exited DRESSER-RAND GROUP INC in Q3 2015, selling an estimated $86.5M.
  • Paloma Partners's ten largest holdings make up 33% of its $4.32B portfolio in Q3 2015.
  • Paloma Partners opened 564 new positions and closed 747 in Q3 2015.
  • Paloma Partners's portfolio value fell 17% quarter-over-quarter to $4.32B.

Based on Paloma Partners's 13F filing for Q3 2015, filed 16 Nov 2015.