Paloma Partners’s Retail Opportunity Investments Corp. ROIC Stock Holding History

Paloma Partners’s Portfolio ROIC Stock Details ROIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-11,004	Closed	-$192K	–	2158
2021 Q3	$192K	Buy	11,004 +952	+9%	+$16.7K	﹤0.01%	861
2021 Q2	$177K	Sell	10,052 -33,914	-77%	-$596K	﹤0.01%	1569
2021 Q1	$698K	Buy	+43,966	New	+$674K	0.01%	901
2020 Q2	–	Sell	-22,646	Closed	-$188K	–	2277
2020 Q1	$188K	Buy	22,646 +3,355	+17%	+$49.8K	0.01%	918
2019 Q4	$341K	Buy	+19,291	New	+$349K	0.01%	1665
2017 Q3	–	Sell	-12,395	Closed	-$238K	–	2507
2017 Q2	$238K	Buy	+12,395	New	+$252K	﹤0.01%	1911
2015 Q4	–	Sell	-84,870	Closed	-$1.4M	–	1976
2015 Q3	$1.4M	Buy	+84,870	New	+$1.4M	0.03%	470

Other funds holding ROIC

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

AAMU

APG Asset Management US New York $14.3B AUM 16.79% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

LBIM

Land & Buildings Investment Management Stamford, Connecticut $583M AUM 24.42% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $69.6B AUM 42.52% 1-Year Est. Return

RGREA

Ranger Global Real Estate Advisors Denver, Colorado $232M AUM 20.95% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Paloma Partners's ROIC Position: Q4 2021 in Review

Paloma Partners sold out of Retail Opportunity Investments Corp. (ROIC) in Q4 2021, closing a stake of 11,004 shares — an estimated $192K sold.

Paloma Partners first reported a position in ROIC in Q3 2015 and held it in 7 quarters. The position peaked at $1.4M in Q3 2015. 228 funds tracked by Wall St. Rank hold ROIC as of Q4 2021.

Paloma Partners reported no remaining Retail Opportunity Investments Corp. position as of Q4 2021 after selling out during the quarter.
Paloma Partners sold 11,004 Retail Opportunity Investments Corp. shares in Q4 2021, an estimated $192K.
Paloma Partners first reported a position in Retail Opportunity Investments Corp. in Q3 2015 and held it in 7 quarters.
Paloma Partners's Retail Opportunity Investments Corp. position peaked at $1.4M in Q3 2015.
228 funds tracked by Wall St. Rank held Retail Opportunity Investments Corp. as of Q4 2021.

Based on Paloma Partners's 13F filing for Q4 2021, filed 14 Feb 2022.