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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASNA
2601
DELISTED
Ascena Retail Group, Inc.
ASNA
– –
-660
Closed -$28K
VSI
2602
DELISTED
Vitamin Shoppe Inc.
VSI
– –
-11,800
Closed -$137K
STI
2603
DELISTED
SunTrust Banks, Inc.
STI
– –
-65,265
Closed -$3.69M
VIAB
2604
CALL
DELISTED
Viacom Inc. Class B
VIAB
– –
-17,800
Closed -$598K
VIAB
2605
PUT
DELISTED
Viacom Inc. Class B
VIAB
– –
-98,300
Closed -$3.3M
DF
2606
PUT
DELISTED
Dean Foods Company
DF
– –
-28,500
Closed -$485K
SHOS
2607
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
– –
-25,100
Closed -$68K
ISCA
2608
DELISTED
International Speedway Corp
ISCA
– –
-6,900
Closed -$259K
AABA
2609
CALL
DELISTED
Altaba Inc
AABA
– –
-996,200
Closed -$54.3M
CHSP
2610
DELISTED
Chesapeake Lodging Trust
CHSP
– –
-14,980
Closed -$367K
HLTH
2611
DELISTED
Nobilis Health Corp.
HLTH
– –
-204,400
Closed -$388K
PES
2612
DELISTED
Pioneer Energy Services Corp.
PES
– –
-20,638
Closed -$42K
BKS
2613
DELISTED
Barnes & Noble
BKS
– –
-19,974
Closed -$152K
LABL
2614
DELISTED
Multi-Color Corp
LABL
– –
-12,400
Closed -$1.01M
BRS
2615
DELISTED
Bristow Group, Inc.
BRS
– –
-65,969
Closed -$505K
WFT
2616
DELISTED
Weatherford International plc
WFT
– –
-532,340
Closed -$2.06M
KONA
2617
DELISTED
Kona Grill, Inc.
KONA
– –
-28,900
Closed -$107K
ELLI
2618
DELISTED
Ellie Mae Inc
ELLI
– –
-2,100
Closed -$231K
CLD
2619
DELISTED
Cloud Peak Energy Inc
CLD
– –
-56,300
Closed -$199K
NXTM
2620
DELISTED
NxStage Medical Inc.
NXTM
– –
-17,603
Closed -$441K
NFX
2621
DELISTED
Newfield Exploration
NFX
– –
-19,400
Closed -$552K
P
2622
DELISTED
Pandora Media Inc
P
– –
-71,123
Closed -$634K
IMPV
2623
DELISTED
Imperva, Inc.
IMPV
– –
-5,995
Closed -$287K
HDP
2624
DELISTED
Hortonworks, Inc.
HDP
– –
-11,868
Closed -$153K
FBR
2625
DELISTED
Fibria Celulose Sa
FBR
– –
-10,510
Closed -$107K
103 104
105
106 107

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HIM
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MCA
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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.