Paloma Partners’s Barnes & Noble BKS Stock Holding History

Paloma Partners’s Portfolio BKS Stock Details BKS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-41,765	Closed	-$227K	–	2365
2019 Q1	$227K	Buy	41,765 +19,199	+85%	+$117K	0.01%	1452
2018 Q4	$160K	Buy	+22,566	New	+$151K	﹤0.01%	1083
2017 Q3	–	Sell	-19,974	Closed	-$152K	–	2627
2017 Q2	$152K	Buy	+19,974	New	+$157K	﹤0.01%	2040
2017 Q1	–	Sell	-51,338	Closed	-$572K	–	2367
2016 Q4	$572K	Sell	51,338 -17,851	-26%	-$205K	0.01%	1456
2016 Q3	$782K	Sell	69,189 -21,889	-24%	-$264K	0.01%	1184
2016 Q2	$1.03M	Buy	91,078 +28,055	+45%	+$325K	0.01%	1132
2016 Q1	$779K	Buy	+63,023	New	+$617K	0.01%	1046
2014 Q1	–	Sell	-1,220,800	Closed	-$12M	–	1104
2013 Q4	$12M	Buy	1,220,800 +369,088	+43%	+$3.56M	0.6%	21
2013 Q3	$7.22M	Buy	851,712 +829,741	+3,777%	+$8.65M	0.29%	58
2013 Q2	$230K	Buy	+21,971	New	+$276K	0.01%	796

Other funds holding BKS

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TowerView LLC New York $155M AUM 30.14% 1-Year Est. Return

AAM

Alpine Associates Management Palm Beach, Florida $1.7B AUM 97.55% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Paulson & Co New York $3.11B AUM 94.93% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Paloma Partners's BKS Position: Q2 2019 in Review

Paloma Partners sold out of Barnes & Noble (BKS) in Q2 2019, closing a stake of 41,765 shares — an estimated $227K sold.

Paloma Partners first reported a position in BKS in Q2 2013 and held it in 10 quarters. The position peaked at $12M in Q4 2013. 153 funds tracked by Wall St. Rank hold BKS as of Q2 2019.

Paloma Partners reported no remaining Barnes & Noble position as of Q2 2019 after selling out during the quarter.
Paloma Partners sold 41,765 Barnes & Noble shares in Q2 2019, an estimated $227K.
Paloma Partners first reported a position in Barnes & Noble in Q2 2013 and held it in 10 quarters.
Paloma Partners's Barnes & Noble position peaked at $12M in Q4 2013.
153 funds tracked by Wall St. Rank held Barnes & Noble as of Q2 2019.

Based on Paloma Partners's 13F filing for Q2 2019, filed 14 Aug 2019.