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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBMG
2576
DELISTED
Cellular Biomedicine Group, Inc.
CBMG
– –
-44,525
Closed -$390K
EIGI
2577
DELISTED
Endurance International Group Holdings, Inc.
EIGI
– –
-16,091
Closed -$135K
KBLMU
2578
DELISTED
KBL Merger Corp. IV Unit
KBLMU
– –
-200,000
Closed -$2.04M
TRQ
2579
DELISTED
Turquoise Hill Resources Ltd
TRQ
– –
-2,720
Closed -$72K
AMTD
2580
CALL
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-21,700
Closed -$933K
AMTD
2581
PUT
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-6,000
Closed -$258K
PFNX
2582
DELISTED
Pfenex Inc.
PFNX
– –
-66,418
Closed -$266K
SMRT
2583
DELISTED
Stein Mart Inc
SMRT
– –
-115,300
Closed -$195K
TLRD
2584
DELISTED
Tailored Brands, Inc.
TLRD
– –
-17,829
Closed -$199K
GCAP
2585
DELISTED
Gain Capital Holdings, Inc.
GCAP
– –
-13,600
Closed -$85K
BGG
2586
DELISTED
Briggs & Stratton Corp.
BGG
– –
-13,824
Closed -$333K
TECD
2587
DELISTED
Tech Data Corp
TECD
– –
-9,315
Closed -$941K
SDRL
2588
DELISTED
Seadrill Limited Common Stock
SDRL
– –
-5,203
Closed -$502K
TUES
2589
DELISTED
Tuesday Morning Corp
TUES
– –
-163,300
Closed -$310K
FG
2590
DELISTED
FGL Holdings Ordinary Shares
FG
– –
-250,000
Closed -$2.81M
SSI
2591
DELISTED
Stage Stores Inc
SSI
– –
-91,800
Closed -$191K
QHC
2592
DELISTED
Quorum Health Corporation
QHC
– –
-110,550
Closed -$459K
INST
2593
DELISTED
Instructure, Inc.
INST
– –
-8,533
Closed -$252K
AVEO
2594
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
– –
-15,158
Closed -$337K
PIR
2595
DELISTED
Pier 1 Imports, Inc.
PIR
– –
-590
Closed -$61K
GNMX
2596
DELISTED
Aevi Genomic Medicine Inc
GNMX
– –
-98,300
Closed -$131K
ACHN
2597
DELISTED
Achillion Pharmaceuticals
ACHN
– –
-13,200
Closed -$61K
WCG
2598
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-2,674
Closed -$480K
GWR
2599
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-3,583
Closed -$245K
HOS
2600
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-119,600
Closed -$338K
102 103
104
105 106

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HIM
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MCA
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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.