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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSII
2526
DELISTED
Cardiovascular Systems, Inc.
CSII
– –
-16,130
Closed -$519K
AGRX
2527
DELISTED
Agile Therapeutics
AGRX
– –
-25
Closed -$185K
AUY
2528
DELISTED
Yamana Gold, Inc.
AUY
– –
-50,696
Closed -$122K
MYOV
2529
DELISTED
Myovant Sciences Ltd.
MYOV
– –
-39,565
Closed -$463K
CAJ
2530
DELISTED
Canon, Inc.
CAJ
– –
-11,999
Closed -$408K
SRNE
2531
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-93,900
Closed -$188K
STOR
2532
DELISTED
STORE Capital Corporation
STOR
– –
-12,000
Closed -$269K
DS
2533
DELISTED
Drive Shack Inc.
DS
– –
-37,400
Closed -$118K
ABMD
2534
DELISTED
Abiomed Inc
ABMD
– –
-10,500
Closed -$1.5M
CLVS
2535
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-4,800
Closed -$381K
AGTC
2536
DELISTED
Applied Genetic Technologies Corporation
AGTC
– –
-47,600
Closed -$243K
CLR
2537
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-24,418
Closed -$789K
MN
2538
DELISTED
MANNING & NAPIER, INC.
MN
– –
-53,900
Closed -$234K
EXTN
2539
DELISTED
Exterran Corporation
EXTN
– –
-22,100
Closed -$590K
AMPE
2540
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
– –
-604
Closed -$94K
USAK
2541
DELISTED
USA Truck Inc
USAK
– –
-29,350
Closed -$254K
MNDT
2542
CALL
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-11,300
Closed -$172K
MNDT
2543
PUT
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-11,300
Closed -$172K
AUTO
2544
DELISTED
AutoWeb, Inc. Common Stock
AUTO
– –
-32,000
Closed -$404K
EMWP
2545
DELISTED
Eros Media World PLC
EMWP
– –
-500
Closed -$115K
NPTN
2546
DELISTED
NEOPHOTONICS CORP
NPTN
– –
-17,223
Closed -$132K
NTUS
2547
DELISTED
Natus Medical Inc
NTUS
– –
-7,926
Closed -$296K
NP
2548
DELISTED
Neenah, Inc. Common Stock
NP
– –
-11,200
Closed -$898K
CERN
2549
DELISTED
Cerner Corp
CERN
– –
-9,491
Closed -$631K
LUB
2550
DELISTED
Luby's Inc.
LUB
– –
-71,000
Closed -$200K
100 101
102
103 104

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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.