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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
2476
CALL
Yum! Brands
YUM
$41B
– –
-214,300
Closed -$15.8M
YUM icon
2477
PUT
Yum! Brands
YUM
$41B
– –
-110,000
Closed -$8.11M
YUMC icon
2478
Yum China
YUMC
$14.9B
– –
-6,324
Closed -$249K
ZG icon
2479
Zillow
ZG
$7.02B
– –
-20,142
Closed -$984K
MTUS icon
2480
Metallus
MTUS
$873M
– –
-15,284
Closed -$235K
CNH
2481
CNH Industrial
CNH
$13.8B
– –
-20,261
Closed -$201K
TXNM
2482
TXNM Energy Inc
TXNM
$6.47B
– –
-49,113
Closed -$1.88M
GAP
2483
CALL
The Gap Inc
GAP
$6.84B
– –
-31,300
Closed -$688K
GAP
2484
PUT
The Gap Inc
GAP
$6.84B
– –
-39,200
Closed -$862K
INVX
2485
Innovex International
INVX
$1.87B
– –
-35,561
Closed -$1.74M
SEI
2486
Solaris Energy Infrastructure
SEI
$3.31B
– –
-35,355
Closed -$408K
FLG
2487
Flagstar Bank National Association
FLG
$5.77B
– –
-6,718
Closed -$265K
XYZ
2488
CALL
Block Inc
XYZ
$45.9B
– –
-11,900
Closed -$279K
QVCGA
2489
DELISTED
QVC Group Inc Series A
QVCGA
– –
-738
Closed -$879K
NAGE
2490
Niagen Bioscience
NAGE
$256M
– –
-106,250
Closed -$406K
BCPC
2491
Balchem Corp
BCPC
$5.23B
– –
-2,625
Closed -$204K
BERY
2492
CALL
DELISTED
Berry Global Group, Inc.
BERY
– –
-30,492
Closed -$1.6M
ROIC
2493
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-12,395
Closed -$238K
SUM
2494
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
– –
-12,712
Closed -$356K
B
2495
DELISTED
Barnes Group Inc.
B
– –
-8,734
Closed -$511K
AGR
2496
DELISTED
Avangrid, Inc.
AGR
– –
-182,135
Closed -$8.04M
AY
2497
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
– –
-214,920
Closed -$4.59M
TCS
2498
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
– –
-1,366
Closed -$121K
ORAN
2499
DELISTED
Orange
ORAN
– –
-10,855
Closed -$173K
VGR
2500
DELISTED
Vector Group Ltd.
VGR
– –
-38,722
Closed -$506K
98 99
100
101 102

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PWMG
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NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
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BWP
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MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return

Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.