We are live on ! Find out more
MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$448M
AUM Growth
-$359M
Cap. Flow
-$356M
Cap. Flow %
-79.51%
Top 10 Hldgs %
74.64%
Holding
209
New
68
Increased
19
Reduced
31
Closed
91

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$97.9M
2
BAC icon
Bank of America
BAC
+$13.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.1M
4
PEG icon
Public Service Enterprise Group
PEG
+$7.25M
5
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$5.05M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$108M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$91M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$38.4M
4
JNJ icon
Johnson & Johnson
JNJ
+$31.2M
5
AAPL icon
Apple
AAPL
+$28.2M

Sector Composition

Rank Sector Weight
1 Technology 6.11%
2 Financials 3.21%
3 Energy 3.14%
4 Utilities 2.4%
5 Healthcare 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNXL
176
DELISTED
Uni-Pixel, Inc.
UNXL
– –
-72,500
Closed -$38K
UNXL
177
PUT
DELISTED
Uni-Pixel, Inc.
UNXL
– –
-72,500
Closed -$825K
FUEL
178
DELISTED
Rocket Fuel Inc.
FUEL
– –
-36,400
Closed -$127K
FUEL
179
PUT
DELISTED
Rocket Fuel Inc.
FUEL
– –
-36,400
Closed -$268K
RAI
180
DELISTED
Reynolds American Inc
RAI
– –
-100,600
Closed -$4.64M
MFRM
181
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
– –
-13,900
Closed -$620K
MFRM
182
PUT
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
– –
-13,900
Closed -$151K
KING
183
DELISTED
KING DIGITAL ENTMT PLC ORD SHS (IRL)
KING
– –
-68,900
Closed -$1.23M
KING
184
PUT
DELISTED
KING DIGITAL ENTMT PLC ORD SHS (IRL)
KING
– –
-68,900
Closed -$191K
4 5 6 7
8

Similar funds

B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
NP
NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return

Mizuho Securities USA's Q1 2016 Portfolio in Review

As of Q1 2016, Mizuho Securities USA held 209 positions worth $448M, down 44% from $806M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Mizuho Securities USA withdrew a net $356M in Q1 2016, closing 91 positions and reducing 31 holdings. Its most notable exit was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $108M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, down from 9.2% a quarter earlier, followed by Financials and Energy.

Against the trend, Mizuho Securities USA opened a new position in State Street SPDR S&P 500 ETF Trust worth $103M.

  • Mizuho Securities USA's largest Q1 2016 buy was State Street SPDR S&P 500 ETF Trust: 501,728 shares worth $103M.
  • Mizuho Securities USA added most to iShares Core US Aggregate Bond ETF in Q1 2016, an estimated $11.1M increase.
  • Mizuho Securities USA's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $91M.
  • Mizuho Securities USA fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2016, selling an estimated $108M.
  • Mizuho Securities USA's ten largest holdings make up 75% of its $448M portfolio in Q1 2016.
  • Mizuho Securities USA opened 68 new positions and closed 91 in Q1 2016.
  • Mizuho Securities USA's portfolio value fell 44% quarter-over-quarter to $448M.

Based on Mizuho Securities USA's 13F filing for Q1 2016, filed 21 Apr 2016.