Mizuho Securities USA’s Reynolds American Inc RAI Stock Holding History

Mizuho Securities USA’s Portfolio RAI Stock Details RAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-12,500	Closed	-$700K	–	278
2016 Q4	$700K	Buy	+12,500	New	+$663K	0.03%	144
2016 Q3	–	Sell	-233,000	Closed	-$12.6M	–	251
2016 Q2	$12.6M	Buy	+233,000	New	+$11.7M	1.99%	9
2016 Q1	–	Sell	-100,600	Closed	-$4.64M	–	195
2015 Q4	$4.64M	Buy	100,600 +63,700	+173%	+$2.95M	0.58%	25
2015 Q3	$1.63M	Buy	+36,900	New	+$1.53M	0.42%	34
2015 Q1	–	Sell	-243,000	Closed	-$7.81M	–	283
2014 Q4	$7.81M	Buy	+243,000	New	+$7.69M	0.77%	31

Other funds holding RAI

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

DKCM

Davidson Kempner Capital Management New York $8.42B AUM 61.81% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Mizuho Securities USA's RAI Position: Q1 2017 in Review

Mizuho Securities USA sold out of Reynolds American Inc (RAI) in Q1 2017, closing a stake of 12,500 shares — an estimated $700K sold.

Mizuho Securities USA first reported a position in RAI in Q4 2014 and held it in 5 quarters. The position peaked at $12.6M in Q2 2016. 824 funds tracked by Wall St. Rank hold RAI as of Q1 2017.

Mizuho Securities USA reported no remaining Reynolds American Inc position as of Q1 2017 after selling out during the quarter.
Mizuho Securities USA sold 12,500 Reynolds American Inc shares in Q1 2017, an estimated $700K.
Mizuho Securities USA first reported a position in Reynolds American Inc in Q4 2014 and held it in 5 quarters.
Mizuho Securities USA's Reynolds American Inc position peaked at $12.6M in Q2 2016.
824 funds tracked by Wall St. Rank held Reynolds American Inc as of Q1 2017.

Based on Mizuho Securities USA's 13F filing for Q1 2017, filed 5 May 2017.