MSU

Mizuho Securities USA Portfolio holdings

AUM $4.68B
1-Year Return 20.12%
This Quarter Return
-4.95%
1 Year Return
+20.12%
3 Year Return
+71.52%
5 Year Return
+110.1%
10 Year Return
+317.98%
AUM
$673M
AUM Growth
-$1.35B
Cap. Flow
-$1.03B
Cap. Flow %
-152.91%
Top 10 Hldgs %
47.95%
Holding
201
New
37
Increased
39
Reduced
33
Closed
88

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
+$56.2M
2
PFE icon
Pfizer
PFE
+$16.7M
3
MRK icon
Merck
MRK
+$16M
4
HPK icon
HighPeak Energy
HPK
+$13.6M
5
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
+$12.3M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$993M
2
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$58.5M
3
DMS
Digital Media Solutions, Inc.
DMS
+$12.1M
4
VVNT
Vivint Smart Home, Inc. Class A Common Stock
VVNT
+$10.2M
5
XLV icon
Health Care Select Sector SPDR Fund
XLV
+$9.74M

Sector Composition

1 Financials 9.66%
2 Healthcare 9.53%
3 Industrials 5.52%
4 Energy 5.29%
5 Consumer Discretionary 5.09%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TSLA icon
126
Tesla
TSLA
$1.12T
– –
0
– –
UKOMW
127
Ucommune International Ltd Warrant expiring 11/17/2025
UKOMW
$15.4K
– –
-49,012
Closed -$3K
UNH icon
128
UnitedHealth
UNH
$315B
– –
-5,270
Closed -$1.55M
V icon
129
Visa
V
$668B
– –
-5,270
Closed -$990K
VZ icon
130
Verizon
VZ
$184B
– –
-5,270
Closed -$324K
WBA
131
DELISTED
Walgreens Boots Alliance
WBA
– –
-5,270
Closed -$311K
WMT icon
132
Walmart
WMT
$816B
– –
-15,810
Closed -$626K
X
133
DELISTED
US Steel
X
– –
0
– –
XLC icon
134
The Communication Services Select Sector SPDR Fund
XLC
$26.3B
– –
-53,000
Closed -$2.84M
XLI icon
135
Industrial Select Sector SPDR Fund
XLI
$23.1B
– –
-94,000
Closed -$7.66M
XOM icon
136
Exxon Mobil
XOM
$472B
– –
-18,620
Closed -$1.3M
NKLA
137
DELISTED
Nikola Corporation Common Stock
NKLA
– –
-4,139
Closed -$1.28M
LVOX
138
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
– –
-28,870
Closed -$289K
VVNT
139
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
– –
-994,407
Closed -$10.2M
PAYA
140
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
-54,792
Closed -$554K
VLDR
141
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-70,174
Closed -$715K
BTRS
142
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
– –
-415,000
Closed -$4.1M
LOTZ
143
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
– –
-76,000
Closed -$759K
UPH
144
DELISTED
UpHealth, Inc.
UPH
– –
-3,993
Closed -$397K
DTP
145
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
– –
-30,000
Closed -$1.54M
SOLN
146
DELISTED
The Southern Company
SOLN
– –
-50,000
Closed -$2.68M
AMHCU
147
DELISTED
Amplitude Healthcare Acquisition Corporation Unit
AMHCU
– –
-101,598
Closed -$1.02M
SFTW.U
148
DELISTED
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
– –
-79,600
Closed -$810K
PFPT
149
DELISTED
Proofpoint, Inc.
PFPT
– –
-12,900
Closed -$1.48M
JIH.U
150
DELISTED
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
– –
-148,179
Closed -$1.51M
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