Mizuho Securities USA’s UpHealth, Inc. UPH Stock Holding History

Mizuho Securities USA’s Portfolio UPH Stock Details UPH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-35,951	Closed	-$3.61M	–	292
2021 Q1	$3.61M	Buy	+35,951	New	+$3.72M	0.34%	61
2020 Q4	–	Sell	-29,930	Closed	-$3.01M	–	253
2020 Q3	$3.01M	Sell	29,930 -42,277	-59%	-$4.31M	0.21%	62
2020 Q2	$7.22M	Buy	+72,207	New	+$7.23M	0.49%	25
2020 Q1	–	Sell	-3,993	Closed	-$397K	–	175
2019 Q4	$397K	Buy	3,993 +2,108	+112%	+$208K	0.02%	137
2019 Q3	$185K	Buy	+1,885	New	+$185K	0.01%	131

Other funds holding UPH

KACA

Kayne Anderson Capital Advisors Los Angeles, California $5.22B AUM 17.11% 1-Year Est. Return

Kepos Capital New York $61.3M AUM 12.13% 1-Year Est. Return

Hudson Bay Capital Management Stamford, Connecticut $29B AUM 30.2% 1-Year Est. Return

MIM

Monashee Investment Management Boston, Massachusetts $184M AUM 197.43% 1-Year Est. Return

HAG

HighPoint Advisor Group Downers Grove, Illinois $2.39B AUM 28.86% 1-Year Est. Return

LMR Partners London, United Kingdom $45.4B AUM 60.68% 1-Year Est. Return

HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

OPAM

Olympus Peak Asset Management Greenwich, Connecticut $103M AUM 58.06% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

CCM

Context Capital Management Lajolla, California $5.15B AUM 1.28% 1-Year Est. Return

Mizuho Securities USA's UPH Position: Q2 2021 in Review

Mizuho Securities USA sold out of UpHealth, Inc. (UPH) in Q2 2021, closing a stake of 35,951 shares — an estimated $3.61M sold.

Mizuho Securities USA first reported a position in UPH in Q3 2019 and held it in 5 quarters. The position peaked at $7.22M in Q2 2020. 35 funds tracked by Wall St. Rank hold UPH as of Q2 2021.

Mizuho Securities USA reported no remaining UpHealth, Inc. position as of Q2 2021 after selling out during the quarter.
Mizuho Securities USA sold 35,951 UpHealth, Inc. shares in Q2 2021, an estimated $3.61M.
Mizuho Securities USA first reported a position in UpHealth, Inc. in Q3 2019 and held it in 5 quarters.
Mizuho Securities USA's UpHealth, Inc. position peaked at $7.22M in Q2 2020.
35 funds tracked by Wall St. Rank held UpHealth, Inc. as of Q2 2021.

Based on Mizuho Securities USA's 13F filing for Q2 2021, filed 28 Jul 2021.