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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+1.08%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.68B
AUM Growth
-$471M
Cap. Flow
+$556M
Cap. Flow %
33%
Top 10 Hldgs %
78.53%
Holding
208
New
71
Increased
39
Reduced
26
Closed
72

Top Buys

Rank Stock Value
1
MRK icon
Merck
MRK
+$18.4M
2
HPK icon
HighPeak Energy
HPK
+$17M
3
DMS
Digital Media Solutions, Inc.
DMS
+$11.2M
4
LGHL
Lion Group Holding
LGHL
+$8.68M
5
CHR icon
Cheer Holding
CHR
+$8.32M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$405M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$122M
3
MMDM
Modern Media Acquisition Corp. Common Stock
MMDM
+$18.3M
4
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$11.2M
5
GOEV
Canoo Inc. Class A Common Stock
GOEV
+$9.35M

Sector Composition

Rank Sector Weight
1 Financials 3.54%
2 Healthcare 2.75%
3 Energy 2.69%
4 Communication Services 2.36%
5 Technology 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMTX icon
101
Immatics
IMTX
$1.28B
$516K 0.03%
50,015
-47,116
-49% -$477K
VVNT
102
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
$516K 0.03%
+50,000
New +$513K
PIC.U
103
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
$509K 0.03%
+50,000
New +$507K
SKIL icon
104
Skillsoft
SKIL
$72.3M
$501K 0.03%
+2,500
New +$498K
FSR
105
DELISTED
Fisker Inc.
FSR
$464K 0.03%
45,975
-68,923
-60% -$690K
HST icon
106
Host Hotels & Resorts
HST
$17.1B
$346K 0.02%
+20,000
New +$342K
NKLA
107
DELISTED
Nikola Corporation Common Stock
NKLA
$258K 0.02%
841
-1,859
-69% -$567K
RMO
108
DELISTED
Romeo Power, Inc.
RMO
$231K 0.01%
+23,436
New +$231K
UPH
109
DELISTED
UpHealth, Inc.
UPH
$185K 0.01%
+1,885
New +$185K
GDYN icon
110
Grid Dynamics Holdings
GDYN
$588M
$153K 0.01%
15,092
-30,922
-67% -$311K
SMTA
111
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$127K 0.01%
+15,000
New +$127K
SPY icon
112
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$61K ﹤0.01%
+3,552,509
New +$1.05B
STNLW
113
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
$20K ﹤0.01%
+49,700
New +$24.5K
AIFA
114
All In FutureTech Alliance Inc
AIFA
$10.5M
– –
-82,206
Closed -$5.07M
BMRN icon
115
BioMarin Pharmaceuticals
BMRN
$11.7B
– –
-19,500
Closed -$1.67M
BP icon
116
BP
BP
$109B
– –
-4,881
Closed -$200K
CHGG icon
117
Chegg
CHGG
$115M
– –
-11,800
Closed -$455K
COP icon
118
ConocoPhillips
COP
$144B
– –
-15,285
Closed -$932K
CTOS icon
119
Custom Truck One Source
CTOS
$2.51B
– –
-816,399
Closed -$8.35M
CUZ icon
120
Cousins Properties
CUZ
$5.09B
– –
-25,000
Closed -$904K
EIX icon
121
Edison International
EIX
$27.2B
– –
-22,369
Closed -$1.51M
EQIX icon
122
Equinix
EQIX
$104B
– –
-1,000
Closed -$504K
FIVN icon
123
FIVE9
FIVN
$2.28B
– –
-4,513
Closed -$231K
FTV icon
124
Fortive
FTV
$18.3B
– –
-10,466
Closed -$538K
IFF icon
125
International Flavors & Fragrances
IFF
$20.7B
– –
-2,250
Closed -$326K
3 4
5
6 7

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NP
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CA
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Mizuho Securities USA's Q3 2019 Portfolio in Review

As of Q3 2019, Mizuho Securities USA held 208 positions worth $1.68B, down 22% from $2.16B the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Mizuho Securities USA deployed $556M of net new capital in Q3 2019, opening 71 new positions and adding to 39 existing holdings. Its largest new stake was Merck: 230,036 shares worth $18.5M.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 1.5% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $405M trimmed.

  • Mizuho Securities USA's largest Q3 2019 buy was Merck: 230,036 shares worth $18.5M.
  • Mizuho Securities USA added most to HighPeak Energy in Q3 2019, an estimated $17M increase.
  • Mizuho Securities USA's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $405M.
  • Mizuho Securities USA fully exited Modern Media Acquisition Corp. Common Stock in Q3 2019, selling an estimated $18.3M.
  • Mizuho Securities USA's ten largest holdings make up 79% of its $1.68B portfolio in Q3 2019.
  • Mizuho Securities USA opened 71 new positions and closed 72 in Q3 2019.
  • Mizuho Securities USA's portfolio value fell 22% quarter-over-quarter to $1.68B.

Based on Mizuho Securities USA's 13F filing for Q3 2019, filed 31 Oct 2019.