MSU

Mizuho Securities USA Portfolio holdings

AUM $4.68B
1-Year Return 20.12%
This Quarter Return
+1.08%
1 Year Return
+20.12%
3 Year Return
+71.52%
5 Year Return
+110.1%
10 Year Return
+317.98%
AUM
$1.68B
AUM Growth
-$472M
Cap. Flow
-$497M
Cap. Flow %
-29.55%
Top 10 Hldgs %
78.57%
Holding
206
New
68
Increased
40
Reduced
26
Closed
72

Top Buys

1
MRK icon
Merck
MRK
$18.5M
2
HPK icon
HighPeak Energy
HPK
$17.1M
3
DMS
Digital Media Solutions, Inc.
DMS
$11.2M
4
LGHL
Lion Group Holding
LGHL
$8.94M
5
CHR icon
Cheer Holding
CHR
$8.38M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$407M
2
QQQ icon
Invesco QQQ Trust
QQQ
$121M
3
MMDM
Modern Media Acquisition Corp. Common Stock
MMDM
$18.3M
4
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$11.2M
5
GOEV
Canoo Inc. Class A Common Stock
GOEV
$9.35M

Sector Composition

1 Financials 3.54%
2 Healthcare 3.23%
3 Energy 2.69%
4 Communication Services 2.36%
5 Industrials 2.13%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VVNT
101
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
$516K 0.03%
+50,000
New +$516K
PIC.U
102
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
$509K 0.03%
+50,000
New +$509K
SKIL icon
103
Skillsoft
SKIL
$132M
$501K 0.03%
+2,500
New +$501K
FSR
104
DELISTED
Fisker Inc.
FSR
$464K 0.03%
45,975
-68,923
-60% -$696K
HST icon
105
Host Hotels & Resorts
HST
$12B
$346K 0.02%
+20,000
New +$346K
NKLA
106
DELISTED
Nikola Corporation Common Stock
NKLA
$258K 0.02%
841
-1,859
-69% -$570K
RMO
107
DELISTED
Romeo Power, Inc.
RMO
$231K 0.01%
+23,436
New +$231K
UPH
108
DELISTED
UpHealth, Inc.
UPH
$185K 0.01%
+1,885
New +$185K
GDYN icon
109
Grid Dynamics Holdings
GDYN
$662M
$153K 0.01%
15,092
-30,922
-67% -$313K
SMTA
110
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$127K 0.01%
+15,000
New +$127K
STNLW
111
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
$20K ﹤0.01%
+49,700
New +$20K
AGAE icon
112
Allied Gaming & Entertainment
AGAE
$35.4M
– –
-493,237
Closed -$5.07M
BMRN icon
113
BioMarin Pharmaceuticals
BMRN
$11.1B
– –
-19,500
Closed -$1.67M
BP icon
114
BP
BP
$87.4B
– –
-4,881
Closed -$200K
CHGG icon
115
Chegg
CHGG
$185M
– –
-11,800
Closed -$455K
COP icon
116
ConocoPhillips
COP
$116B
– –
-15,285
Closed -$932K
CTOS icon
117
Custom Truck One Source
CTOS
$1.38B
– –
-816,399
Closed -$8.35M
CUZ icon
118
Cousins Properties
CUZ
$4.95B
– –
-25,000
Closed -$904K
EIX icon
119
Edison International
EIX
$21B
– –
-22,369
Closed -$1.51M
EQIX icon
120
Equinix
EQIX
$75.7B
– –
-1,000
Closed -$504K
FIVN icon
121
FIVE9
FIVN
$2.06B
– –
-4,513
Closed -$231K
FTV icon
122
Fortive
FTV
$16.2B
– –
-7,887
Closed -$538K
IFF icon
123
International Flavors & Fragrances
IFF
$16.9B
– –
-2,250
Closed -$326K
KIM icon
124
Kimco Realty
KIM
$15.4B
– –
-50,000
Closed -$924K
LAZR icon
125
Luminar Technologies
LAZR
$114M
– –
-1,667
Closed -$252K
3 4
5
6 7