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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+1.08%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.68B
AUM Growth
-$471M
Cap. Flow
+$556M
Cap. Flow %
33%
Top 10 Hldgs %
78.53%
Holding
208
New
71
Increased
39
Reduced
26
Closed
72

Top Buys

Rank Stock Value
1
MRK icon
Merck
MRK
+$18.4M
2
HPK icon
HighPeak Energy
HPK
+$17M
3
DMS
Digital Media Solutions, Inc.
DMS
+$11.2M
4
LGHL
Lion Group Holding
LGHL
+$8.68M
5
CHR icon
Cheer Holding
CHR
+$8.32M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$405M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$122M
3
MMDM
Modern Media Acquisition Corp. Common Stock
MMDM
+$18.3M
4
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$11.2M
5
GOEV
Canoo Inc. Class A Common Stock
GOEV
+$9.35M

Sector Composition

Rank Sector Weight
1 Financials 3.54%
2 Healthcare 2.75%
3 Energy 2.69%
4 Communication Services 2.36%
5 Technology 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MVST icon
76
Microvast
MVST
$274M
$989K 0.06%
100,000
+50,000
+100% +$495K
PAA icon
77
Plains All American Pipeline
PAA
$17.1B
$984K 0.06%
+47,444
New +$1.07M
ACN icon
78
Accenture
ACN
$104B
$981K 0.06%
+5,100
New +$987K
PEP icon
79
PepsiCo
PEP
$190B
$973K 0.06%
+7,100
New +$943K
CSCO icon
80
Cisco
CSCO
$480B
$968K 0.06%
+19,600
New +$1.02M
GCMG icon
81
GCM Grosvenor
GCMG
$795M
$961K 0.06%
94,771
-46,405
-33% -$467K
THCAU
82
DELISTED
Tuscan Holdings Corp. II Unit
THCAU
$958K 0.06%
+95,275
New +$958K
GS icon
83
Goldman Sachs
GS
$303B
$953K 0.06%
+4,600
New +$962K
MMM icon
84
3M
MMM
$91.4B
$937K 0.06%
+6,817
New +$953K
PAYA
85
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$924K 0.05%
+91,762
New +$914K
NIO icon
86
PUT
NIO
NIO
$11.9B
$860K 0.05%
+500,100
New +$1.53M
MGM icon
87
MGM Resorts International
MGM
$11.7B
$832K 0.05%
+30,000
New +$861K
HYLN icon
88
Hyliion Holdings
HYLN
$672M
$809K 0.05%
81,851
-265,449
-76% -$2.61M
NIO icon
89
NIO
NIO
$11.9B
$780K 0.05%
+500,100
New +$1.53M
SWK icon
90
Stanley Black & Decker
SWK
$14.8B
$751K 0.04%
5,200
-6,800
-57% -$961K
ALTG icon
91
Alta Equipment Group
ALTG
$227M
$744K 0.04%
+75,000
New +$736K
GNOG
92
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$708K 0.04%
+72,208
New +$706K
AHCO icon
93
AdaptHealth
AHCO
$913M
$662K 0.04%
+65,000
New +$663K
AEP icon
94
American Electric Power
AEP
$69.9B
$656K 0.04%
7,000
+1,931
+38% +$175K
NEE.PRO
95
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$608K 0.04%
+12,132
New +$597K
MGP
96
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$601K 0.04%
+20,000
New +$601K
QTWO icon
97
Q2 Holdings
QTWO
$3.99B
$592K 0.04%
+7,500
New +$620K
FTI icon
98
TechnipFMC
FTI
$27.1B
$577K 0.03%
+32,131
New +$599K
KRE icon
99
State Street SPDR S&P Regional Banking ETF
KRE
$4.74B
$528K 0.03%
+10,000
New +$522K
GB
100
DELISTED
Global Blue Group Holding
GB
$516K 0.03%
50,509
+509
+1% +$5.22K
2 3
4
5 6

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NP
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LBA
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EIP
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AWA
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CA
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Mizuho Securities USA's Q3 2019 Portfolio in Review

As of Q3 2019, Mizuho Securities USA held 208 positions worth $1.68B, down 22% from $2.16B the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Mizuho Securities USA deployed $556M of net new capital in Q3 2019, opening 71 new positions and adding to 39 existing holdings. Its largest new stake was Merck: 230,036 shares worth $18.5M.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 1.5% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $405M trimmed.

  • Mizuho Securities USA's largest Q3 2019 buy was Merck: 230,036 shares worth $18.5M.
  • Mizuho Securities USA added most to HighPeak Energy in Q3 2019, an estimated $17M increase.
  • Mizuho Securities USA's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $405M.
  • Mizuho Securities USA fully exited Modern Media Acquisition Corp. Common Stock in Q3 2019, selling an estimated $18.3M.
  • Mizuho Securities USA's ten largest holdings make up 79% of its $1.68B portfolio in Q3 2019.
  • Mizuho Securities USA opened 71 new positions and closed 72 in Q3 2019.
  • Mizuho Securities USA's portfolio value fell 22% quarter-over-quarter to $1.68B.

Based on Mizuho Securities USA's 13F filing for Q3 2019, filed 31 Oct 2019.