Mizuho Securities USA’s State Street SPDR S&P Regional Banking ETF KRE Stock Holding History

Mizuho Securities USA’s Portfolio KRE Stock Details KRE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-10,000	Closed	-$528K	–	182
2019 Q3	$528K	Buy	+10,000	New	+$522K	0.03%	120
2018 Q3	–	Sell	-15,100	Closed	-$921K	–	195
2018 Q2	$921K	Buy	+15,100	New	+$947K	0.09%	103
2018 Q1	–	Sell	-25,000	Closed	-$1.47M	–	178
2017 Q4	$1.47M	Hold	25,000	–	–	0.08%	81
2017 Q3	$1.42M	Buy	+25,000	New	+$1.34M	0.07%	82

Other funds holding KRE

Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $62.2B AUM 31.35% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Mizuho Securities USA's KRE Position: Q4 2019 in Review

Mizuho Securities USA sold out of State Street SPDR S&P Regional Banking ETF (KRE) in Q4 2019, closing a stake of 10,000 shares — an estimated $528K sold.

Mizuho Securities USA first reported a position in KRE in Q3 2017 and held it in 4 quarters. The position peaked at $1.47M in Q4 2017. 361 funds tracked by Wall St. Rank hold KRE as of Q4 2019.

Mizuho Securities USA reported no remaining State Street SPDR S&P Regional Banking ETF position as of Q4 2019 after selling out during the quarter.
Mizuho Securities USA sold 10,000 State Street SPDR S&P Regional Banking ETF shares in Q4 2019, an estimated $528K.
Mizuho Securities USA first reported a position in State Street SPDR S&P Regional Banking ETF in Q3 2017 and held it in 4 quarters.
Mizuho Securities USA's State Street SPDR S&P Regional Banking ETF position peaked at $1.47M in Q4 2017.
361 funds tracked by Wall St. Rank held State Street SPDR S&P Regional Banking ETF as of Q4 2019.

Based on Mizuho Securities USA's 13F filing for Q4 2019, filed 30 Jan 2020.