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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+4.61%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$806M
AUM Growth
+$421M
Cap. Flow
+$439M
Cap. Flow %
54.42%
Top 10 Hldgs %
69.54%
Holding
185
New
64
Increased
46
Reduced
16
Closed
44

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$130M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$108M
3
WFC icon
Wells Fargo
WFC
+$26.3M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$21.5M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$14.5M

Top Sells

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$6.23M
2
DD icon
DuPont de Nemours
DD
+$4.92M
3
HRB icon
H&R Block
HRB
+$4.53M
4
CVX icon
Chevron
CVX
+$4.34M
5
CMPR icon
Cimpress
CMPR
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 9.2%
2 Healthcare 6.35%
3 Consumer Staples 3.87%
4 Financials 3.86%
5 Consumer Discretionary 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBA
76
DELISTED
Walgreens Boots Alliance
WBA
$852K 0.11%
+10,000
New +$849K
UNXL
77
PUT
DELISTED
Uni-Pixel, Inc.
UNXL
$825K 0.1%
72,500
+2,900
+4% +$2.75K
REGN icon
78
Regeneron Pharmaceuticals
REGN
$78.5B
$814K 0.1%
+1,500
New +$813K
PWR icon
79
Quanta Services
PWR
$100B
$812K 0.1%
+40,100
New +$863K
STRP
80
PUT
DELISTED
Straight Path Communications Inc.
STRP
$807K 0.1%
+15,900
New +$375K
OPK icon
81
PUT
Opko Health
OPK
$985M
$766K 0.1%
66,700
+1,200
+2% +$12K
AREX
82
PUT
DELISTED
Approach Resources Inc.
AREX
$741K 0.09%
84,400
+4,600
+6% +$10.3K
OPK icon
83
Opko Health
OPK
$985M
$670K 0.08%
66,700
+1,200
+2% +$12K
JCP
84
DELISTED
J.C. Penney Company, Inc.
JCP
$666K 0.08%
+100,000
New +$834K
AMBA icon
85
PUT
Ambarella
AMBA
$3.77B
$661K 0.08%
27,000
+4,000
+17% +$225K
SCTY
86
DELISTED
SolarCity Corporation
SCTY
$653K 0.08%
+12,800
New +$497K
JCP
87
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
$641K 0.08%
+100,000
New +$834K
MFRM
88
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
$620K 0.08%
+13,900
New +$630K
CLF icon
89
PUT
Cleveland-Cliffs
CLF
$6.57B
$605K 0.08%
+237,200
New +$582K
SDRL
90
DELISTED
Seadrill Limited Common Stock
SDRL
$593K 0.07%
654
+274
+72% +$429K
LE icon
91
PUT
Lands' End
LE
$370M
$488K 0.06%
+72,700
New +$1.76M
VIVS
92
PUT
VivoSim Labs
VIVS
$1.2M
$444K 0.06%
276
+89
+48% +$64.5K
OSPN icon
93
OneSpan
OSPN
$574M
$438K 0.05%
26,200
-14,800
-36% -$272K
OSPN icon
94
PUT
OneSpan
OSPN
$574M
$383K 0.05%
26,200
-14,800
-36% -$272K
CLF icon
95
Cleveland-Cliffs
CLF
$6.57B
$375K 0.05%
+237,200
New +$582K
UPL
96
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$319K 0.04%
127,500
+69,700
+121% +$325K
LL
97
PUT
DELISTED
LL Flooring Holdings, Inc.
LL
$309K 0.04%
56,800
+27,100
+91% +$419K
XYZ
98
Block Inc
XYZ
$48.4B
$279K 0.03%
+21,300
New +$262K
STRP
99
DELISTED
Straight Path Communications Inc.
STRP
$273K 0.03%
+15,900
New +$375K
FUEL
100
PUT
DELISTED
Rocket Fuel Inc.
FUEL
$268K 0.03%
36,400
– –
2 3
4
5 6

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WIA
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NP
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LBA
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EIP
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ACM
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AWA
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CA
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Mizuho Securities USA's Q4 2015 Portfolio in Review

As of Q4 2015, Mizuho Securities USA held 185 positions worth $806M, up 109% from $385M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Mizuho Securities USA deployed $439M of net new capital in Q4 2015, opening 64 new positions and adding to 46 existing holdings. Its largest new stake was Invesco QQQ Trust: 1,165,363 shares worth $130M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 15% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was DuPont de Nemours, an estimated $4.92M trimmed.

  • Mizuho Securities USA's largest Q4 2015 buy was Invesco QQQ Trust: 1,165,363 shares worth $130M.
  • Mizuho Securities USA added most to Procter & Gamble in Q4 2015, an estimated $13.4M increase.
  • Mizuho Securities USA's biggest Q4 2015 reduction was DuPont de Nemours, cutting an estimated $4.92M.
  • Mizuho Securities USA fully exited Bank of America in Q4 2015, selling an estimated $6.23M.
  • Mizuho Securities USA's ten largest holdings make up 70% of its $806M portfolio in Q4 2015.
  • Mizuho Securities USA opened 64 new positions and closed 44 in Q4 2015.
  • Mizuho Securities USA's portfolio value rose 109% quarter-over-quarter to $806M.

Based on Mizuho Securities USA's 13F filing for Q4 2015, filed 21 Jan 2016.