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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+1.33%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$775M
AUM Growth
-$241M
Cap. Flow
-$241M
Cap. Flow %
-31.12%
Top 10 Hldgs %
45.59%
Holding
306
New
54
Increased
22
Reduced
141
Closed
77

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$39.2M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$12.5M
3
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$6.43M
4
ADBE icon
Adobe
ADBE
+$5.51M
5
BIIB icon
Biogen
BIIB
+$5.28M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$67.8M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$47.8M
3
AAPL icon
Apple
AAPL
+$47.5M
4
V icon
Visa
V
+$24.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.6M

Sector Composition

Rank Sector Weight
1 Technology 15.38%
2 Consumer Discretionary 8.17%
3 Industrials 8.08%
4 Communication Services 8.06%
5 Healthcare 7.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPL
76
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$1.6M 0.21%
102,600
+83,600
+440% +$1.21M
SPWR
77
DELISTED
SunPower Corporation Common Stock
SPWR
$1.6M 0.21%
+77,877
New +$1.47M
SCHW
78
Charles Schwab
SCHW
$185B
$1.57M 0.2%
+51,700
New +$1.5M
KRFT
79
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$1.47M 0.19%
16,908
-678
-4% -$44.8K
KING
80
DELISTED
KING DIGITAL ENTMT PLC ORD SHS (IRL)
KING
$1.47M 0.19%
+91,700
New +$1.33M
NWL icon
81
Newell Brands
NWL
$2.61B
$1.32M 0.17%
+33,900
New +$1.31M
SN
82
DELISTED
Sanchez Energy Corporation
SN
$1.32M 0.17%
+101,600
New +$1.24M
AMP icon
83
Ameriprise Financial
AMP
$48.9B
$1.32M 0.17%
+10,100
New +$1.33M
AREX
84
PUT
DELISTED
Approach Resources Inc.
AREX
$1.31M 0.17%
164,600
-48,000
-23% -$330K
REGN icon
85
Regeneron Pharmaceuticals
REGN
$78.3B
$1.31M 0.17%
2,892
-85
-3% -$36K
DTV
86
DELISTED
DIRECTV COM STK (DE)
DTV
$1.23M 0.16%
14,456
-544
-4% -$47K
TSNU
87
DELISTED
Tyson Foods, Inc.
TSNU
$1.2M 0.15%
24,700
-3,300
-12% -$165K
YHOO
88
DELISTED
Yahoo Inc
YHOO
$1.2M 0.15%
26,919
-1,375
-5% -$62.2K
ADP icon
89
Automatic Data Processing
ADP
$108B
$1.17M 0.15%
13,664
-733
-5% -$63.1K
RIG icon
90
PUT
Transocean
RIG
$5.78B
$1.13M 0.15%
52,200
+1,900
+4% +$30.8K
LOCO icon
91
El Pollo Loco
LOCO
$503M
$1.13M 0.15%
44,100
+100
+0.2% +$2.49K
CTSH icon
92
Cognizant
CTSH
$25.3B
$1.09M 0.14%
17,529
-657
-4% -$38.7K
NTRS icon
93
Northern Trust
NTRS
$33.4B
$1.09M 0.14%
+15,700
New +$1.07M
AREX
94
DELISTED
Approach Resources Inc.
AREX
$1.08M 0.14%
164,600
+6,300
+4% +$43.3K
AAL icon
95
American Airlines Group
AAL
$11B
$1.06M 0.14%
20,029
-1,393
-7% -$70.7K
GPRO icon
96
PUT
GoPro
GPRO
$133M
$1.02M 0.13%
74,700
+7,500
+11% +$354K
ALXN
97
DELISTED
Alexion Pharmaceuticals
ALXN
$1.01M 0.13%
5,810
-112
-2% -$20.3K
CCL icon
98
Carnival Corporation Ltd
CCL
$40.5B
$1M 0.13%
+20,900
New +$941K
NSM
99
PUT
DELISTED
Nationstar Mortgage Holdings
NSM
$947K 0.12%
74,600
– –
AVGO icon
100
Broadcom
AVGO
$1.99T
$936K 0.12%
73,730
-1,800
-2% -$20.6K
2 3
4
5 6

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WIA
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NP
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LBA
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EIP
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ACM
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Mizuho Securities USA's Q1 2015 Portfolio in Review

As of Q1 2015, Mizuho Securities USA held 306 positions worth $775M, down 24% from $1.02B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Mizuho Securities USA withdrew a net $241M in Q1 2015, closing 77 positions and reducing 141 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $12.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Mizuho Securities USA opened a new position in TIME WARNER CABLE INC NEW COM STK worth $12.5M.

  • Mizuho Securities USA's largest Q1 2015 buy was TIME WARNER CABLE INC NEW COM STK: 83,500 shares worth $12.5M.
  • Mizuho Securities USA added most to iShares 20+ Year Treasury Bond ETF in Q1 2015, an estimated $39.2M increase.
  • Mizuho Securities USA's biggest Q1 2015 reduction was Invesco QQQ Trust, cutting an estimated $67.8M.
  • Mizuho Securities USA fully exited State Street SPDR S&P 500 ETF Trust in Q1 2015, selling an estimated $12.6M.
  • Mizuho Securities USA's ten largest holdings make up 46% of its $775M portfolio in Q1 2015.
  • Mizuho Securities USA opened 54 new positions and closed 77 in Q1 2015.
  • Mizuho Securities USA's portfolio value fell 24% quarter-over-quarter to $775M.

Based on Mizuho Securities USA's 13F filing for Q1 2015, filed 28 Apr 2015.