Mizuho Securities USA’s Transocean RIG Stock Holding History

Mizuho Securities USA’s Portfolio RIG Stock Details RIG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-168,400	Closed	-$620K	–	234
2016 Q4	$620K	Buy	168,400 +21,200	+14%	+$251K	0.03%	155
2016 Q3	$1.33M	Buy	147,200 +111,200	+309%	+$1.18M	0.11%	107
2016 Q2	$974K	Sell	36,000 -101,800	-74%	-$1.04M	0.15%	87
2016 Q1	$1.41M	Buy	137,800 +30,000	+28%	+$298K	0.32%	38
2015 Q4	$1.48M	Buy	107,800 +41,000	+61%	+$591K	0.18%	69
2015 Q3	$1.47M	Buy	66,800 +46,600	+231%	+$647K	0.38%	40
2015 Q2	$486K	Sell	20,200 -32,000	-61%	-$576K	0.06%	130
2015 Q1	$1.13M	Buy	52,200 +1,900	+4%	+$30.8K	0.15%	98
2014 Q4	$364K	Buy	+50,300	New	+$1.26M	0.04%	190

Other funds holding RIG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

PIM

Platinum Investment Management Sydney Australia 2000, Australia $397M AUM 63.96% 1-Year Est. Return

CIM

Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Mizuho Securities USA's RIG Position: Q2 2019 in Review

Mizuho Securities USA sold out of Transocean (RIG) in Q2 2019, closing a stake of 185,000 shares — an estimated $1.61M sold.

Mizuho Securities USA first reported a position in RIG in Q4 2014 and held it in 10 quarters. The position peaked at $2.48M in Q4 2016. 401 funds tracked by Wall St. Rank hold RIG as of Q2 2019.

Mizuho Securities USA reported no remaining Transocean position as of Q2 2019 after selling out during the quarter.
Mizuho Securities USA sold 185,000 Transocean shares in Q2 2019, an estimated $1.61M.
Mizuho Securities USA first reported a position in Transocean in Q4 2014 and held it in 10 quarters.
Mizuho Securities USA's Transocean position peaked at $2.48M in Q4 2016.
401 funds tracked by Wall St. Rank held Transocean as of Q2 2019.

Based on Mizuho Securities USA's 13F filing for Q2 2019, filed 8 Aug 2019.