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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+9.17%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.33B
AUM Growth
+$582M
Cap. Flow
+$516M
Cap. Flow %
38.69%
Top 10 Hldgs %
77.86%
Holding
165
New
50
Increased
28
Reduced
29
Closed
56

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$519M
2
SCAC
Saban Capital Acquisition Corp. Class A Ordinary Share
SCAC
+$14.9M
3
SPCE icon
Virgin Galactic
SPCE
+$9.33M
4
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
+$5.71M
5
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$5.11M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$27.5M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$15.6M
3
DMTK
DermTech, Inc. Common Stock
DMTK
+$12.2M
4
HPK icon
HighPeak Energy
HPK
+$6.64M
5
BIOX icon
Bioceres Crop Solutions
BIOX
+$5.03M

Sector Composition

Rank Sector Weight
1 Technology 3.59%
2 Financials 2.76%
3 Consumer Discretionary 2.19%
4 Communication Services 2.09%
5 Industrials 1.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASLE icon
51
AerSale
ASLE
$308M
$980K 0.07%
+100,000
New +$977K
FSR
52
DELISTED
Fisker Inc.
FSR
$934K 0.07%
+95,072
New +$927K
PCRX icon
53
Pacira BioSciences
PCRX
$1.09B
$932K 0.07%
+24,500
New +$956K
IMTX icon
54
Immatics
IMTX
$1.28B
$736K 0.06%
+75,000
New +$735K
COTY icon
55
CALL
Coty
COTY
$2.56B
$709K 0.05%
+3,700
New +$35K
BMTX
56
DELISTED
BM Technologies, Inc.
BMTX
$671K 0.05%
67,200
-199,050
-75% -$1.96M
RWGE
57
DELISTED
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
$614K 0.05%
+60,827
New +$608K
VRT icon
58
Vertiv
VRT
$104B
$501K 0.04%
50,000
-53,106
-52% -$526K
NFH
59
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
$495K 0.04%
50,000
– –
FTV icon
60
Fortive
FTV
$18.3B
$419K 0.03%
+7,929
New +$386K
TCOM icon
61
Trip.com Group
TCOM
$29.5B
$350K 0.03%
+8,000
New +$281K
SXCP
62
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$326K 0.02%
+26,218
New +$349K
CLVS
63
DELISTED
Clovis Oncology, Inc.
CLVS
$261K 0.02%
+10,500
New +$263K
STNL
64
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
$252K 0.02%
25,000
-228,165
-90% -$2.29M
MVST icon
65
Microvast
MVST
$288M
$244K 0.02%
+25,000
New +$244K
GMHIU
66
DELISTED
Gores Metropoulos, Inc. Unit
GMHIU
$218K 0.02%
+21,326
New +$217K
EEFT icon
67
Euronet Worldwide
EEFT
$2.93B
$214K 0.02%
+1,500
New +$187K
VIPS icon
68
Vipshop
VIPS
$7.49B
$129K 0.01%
+16,089
New +$114K
TELL
69
DELISTED
Tellurian Inc.
TELL
$113K 0.01%
10,069
-11,300
-53% -$106K
LACQ
70
DELISTED
Leisure Acquisition Corp.
LACQ
$106K 0.01%
+10,522
New +$105K
COTY icon
71
Coty
COTY
$2.56B
$43K ﹤0.01%
+3,700
New +$35K
GDXJ icon
72
CALL
VanEck Junior Gold Miners ETF
GDXJ
$7.33B
$15K ﹤0.01%
+60,000
New +$1.91M
KBLMR
73
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$11K ﹤0.01%
49,900
-100
-0.2% -$22
LLY icon
74
CALL
Eli Lilly
LLY
$995B
$1K ﹤0.01%
+30,400
New +$3.7M
AMD icon
75
Advanced Micro Devices
AMD
$846B
– –
-29,000
Closed -$535K
1 2
3
4 5

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NP
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LBA
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Mizuho Securities USA's Q1 2019 Portfolio in Review

As of Q1 2019, Mizuho Securities USA held 165 positions worth $1.33B, up 78% from $750M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Mizuho Securities USA deployed $516M of net new capital in Q1 2019, opening 50 new positions and adding to 28 existing holdings. Its largest new stake was Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A: 50,000 shares worth $5.28M.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, down from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $27.5M trimmed.

  • Mizuho Securities USA's largest Q1 2019 buy was Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A: 50,000 shares worth $5.28M.
  • Mizuho Securities USA added most to State Street SPDR S&P 500 ETF Trust in Q1 2019, an estimated $519M increase.
  • Mizuho Securities USA's biggest Q1 2019 reduction was Invesco QQQ Trust, cutting an estimated $27.5M.
  • Mizuho Securities USA fully exited Alphabet (Google) Class A in Q1 2019, selling an estimated $15.6M.
  • Mizuho Securities USA's ten largest holdings make up 78% of its $1.33B portfolio in Q1 2019.
  • Mizuho Securities USA opened 50 new positions and closed 56 in Q1 2019.
  • Mizuho Securities USA's portfolio value rose 78% quarter-over-quarter to $1.33B.

Based on Mizuho Securities USA's 13F filing for Q1 2019, filed 24 Apr 2019.