Mizuho Securities USA’s KBL Merger Corp. IV Rights expiring 11/9/2020 KBLMR Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-49,900	Closed	-$11K	–	157
2019 Q1	$11K	Sell	49,900 -100	-0.2%	-$22	﹤0.01%	106
2018 Q4	$20K	Hold	50,000	–	–	﹤0.01%	108
2018 Q3	$23K	Hold	50,000	–	–	﹤0.01%	128
2018 Q2	$17.5K	Buy	+50,000	New	+$17.5K	﹤0.01%	145