Mizuho Securities USA’s KBL Merger Corp. IV Rights expiring 11/9/2020 KBLMR Stock Holding History

Mizuho Securities USA’s Portfolio KBLMR Stock Details KBLMR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-49,900	Closed	-$11K	–	160
2019 Q1	$11K	Sell	49,900 -100	-0.2%	-$22	﹤0.01%	108
2018 Q4	$20K	Hold	50,000	–	–	﹤0.01%	111
2018 Q3	$23K	Hold	50,000	–	–	﹤0.01%	141
2018 Q2	$17.5K	Buy	+50,000	New	+$18.3K	﹤0.01%	145

Other funds holding KBLMR

OAM

Oxford Asset Management Oxford, United Kingdom $232M AUM 31% 1-Year Est. Return

Kepos Capital New York $61.3M AUM 12.13% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Hudson Bay Capital Management Stamford, Connecticut $29B AUM 30.2% 1-Year Est. Return

Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return

BFM

Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

BCM

Basso Capital Management Stamford, Connecticut $163M AUM 21.95% 1-Year Est. Return

MTCM

Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return

Walleye Trading New York $60B AUM 42.19% 1-Year Est. Return

Mizuho Securities USA's KBLMR Position: Q2 2019 in Review

Mizuho Securities USA sold out of KBL Merger Corp. IV Rights expiring 11/9/2020 (KBLMR) in Q2 2019, closing a stake of 49,900 shares — an estimated $11K sold.

Mizuho Securities USA first reported a position in KBLMR in Q2 2018 and held it in 4 quarters. The position peaked at $23K in Q3 2018. 14 funds tracked by Wall St. Rank hold KBLMR as of Q2 2019.

Mizuho Securities USA reported no remaining KBL Merger Corp. IV Rights expiring 11/9/2020 position as of Q2 2019 after selling out during the quarter.
Mizuho Securities USA sold 49,900 KBL Merger Corp. IV Rights expiring 11/9/2020 shares in Q2 2019, an estimated $11K.
Mizuho Securities USA first reported a position in KBL Merger Corp. IV Rights expiring 11/9/2020 in Q2 2018 and held it in 4 quarters.
Mizuho Securities USA's KBL Merger Corp. IV Rights expiring 11/9/2020 position peaked at $23K in Q3 2018.
14 funds tracked by Wall St. Rank held KBL Merger Corp. IV Rights expiring 11/9/2020 as of Q2 2019.

Based on Mizuho Securities USA's 13F filing for Q2 2019, filed 8 Aug 2019.