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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
-3.07%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$385M
AUM Growth
-$454M
Cap. Flow
-$235M
Cap. Flow %
-61.12%
Top 10 Hldgs %
70.71%
Holding
228
New
41
Increased
34
Reduced
31
Closed
107

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$97.1M
2
AAPL icon
Apple
AAPL
+$32.4M
3
JNJ icon
Johnson & Johnson
JNJ
+$25.3M
4
BAC icon
Bank of America
BAC
+$6.73M
5
HRB icon
H&R Block
HRB
+$4.23M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$244M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$74M
3
WFC icon
Wells Fargo
WFC
+$53.4M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$49.8M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$18.2M

Sector Composition

Rank Sector Weight
1 Technology 14.82%
2 Healthcare 7.17%
3 Materials 3.19%
4 Consumer Staples 2.58%
5 Consumer Discretionary 2.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
26
Procter & Gamble
PG
$336B
$1.8M 0.47%
25,000
+11,642
+87% +$873K
DDD icon
27
3D Systems Corp
DDD
$431M
$1.78M 0.46%
154,100
-40,300
-21% -$559K
RAI
28
DELISTED
Reynolds American Inc
RAI
$1.63M 0.42%
+36,900
New +$1.53M
FIT
29
PUT
DELISTED
Fitbit, Inc. Class A common stock
FIT
$1.57M 0.41%
+50,400
New +$2.06M
SDRL
30
PUT
DELISTED
Seadrill Limited Common Stock
SDRL
$1.52M 0.4%
+380
New +$811K
WPRT
31
PUT
Westport Fuel Systems
WPRT
$33.4M
$1.52M 0.39%
14,240
-1,630
-10% -$60.6K
WOLF icon
32
PUT
Wolfspeed
WOLF
$1.23B
$1.48M 0.38%
+98,300
New +$2.51M
RIG icon
33
PUT
Transocean
RIG
$5.89B
$1.47M 0.38%
66,800
+46,600
+231% +$647K
WRLD icon
34
World Acceptance Corp
WRLD
$838M
$1.4M 0.36%
+52,200
New +$2.22M
MBLY
35
DELISTED
Mobileye N.V.
MBLY
$1.4M 0.36%
+30,800
New +$1.69M
AMBA icon
36
Ambarella
AMBA
$3.77B
$1.33M 0.35%
23,000
+22,100
+2,456% +$2.09M
SPWR
37
PUT
DELISTED
SunPower Corporation Common Stock
SPWR
$1.27M 0.33%
77,877
– –
NEE.PRQ
38
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$1.27M 0.33%
+25,000
New +$1.29M
JUNO
39
PUT
DELISTED
Juno Therapeutics, Inc.
JUNO
$1.06M 0.28%
+49,600
New +$2.18M
SPWR
40
DELISTED
SunPower Corporation Common Stock
SPWR
$1.02M 0.27%
77,877
– –
WW
41
DELISTED
WW International
WW
$1.02M 0.26%
159,500
+52,400
+49% +$280K
ZOES
42
DELISTED
Zoe's Kitchen, Inc.
ZOES
$1.01M 0.26%
+25,600
New +$997K
AMBA icon
43
PUT
Ambarella
AMBA
$3.77B
$979K 0.25%
23,000
+22,100
+2,456% +$2.09M
PHM icon
44
Pultegroup
PHM
$24.1B
$944K 0.25%
+50,000
New +$1.02M
BP icon
45
BP
BP
$116B
$917K 0.24%
+35,655
New +$1.04M
KERX
46
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$893K 0.23%
253,800
+72,100
+40% +$483K
UPL
47
PUT
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$888K 0.23%
+57,800
New +$457K
OPK icon
48
PUT
Opko Health
OPK
$985M
$886K 0.23%
65,500
-50,000
-43% -$662K
HAL icon
49
Halliburton
HAL
$26.9B
$884K 0.23%
+25,000
New +$983K
RIG icon
50
Transocean
RIG
$5.89B
$863K 0.22%
66,800
+46,600
+231% +$647K
1
2
3 4 5

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WIA
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NP
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LBA
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EIP
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ACM
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AWA
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CA
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Mizuho Securities USA's Q3 2015 Portfolio in Review

As of Q3 2015, Mizuho Securities USA held 228 positions worth $385M, down 54% from $839M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Mizuho Securities USA withdrew a net $235M in Q3 2015, closing 107 positions and reducing 31 holdings. Its most notable exit was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $244M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6% a quarter earlier, followed by Healthcare and Materials.

Against the trend, Mizuho Securities USA opened a new position in Bank of America worth $6.23M.

  • Mizuho Securities USA's largest Q3 2015 buy was Bank of America: 400,000 shares worth $6.23M.
  • Mizuho Securities USA added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $97.1M increase.
  • Mizuho Securities USA's biggest Q3 2015 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $18.2M.
  • Mizuho Securities USA fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q3 2015, selling an estimated $244M.
  • Mizuho Securities USA's ten largest holdings make up 71% of its $385M portfolio in Q3 2015.
  • Mizuho Securities USA opened 41 new positions and closed 107 in Q3 2015.
  • Mizuho Securities USA's portfolio value fell 54% quarter-over-quarter to $385M.

Based on Mizuho Securities USA's 13F filing for Q3 2015, filed 20 Oct 2015.