Luther King Capital Management (LKCM)’s Apollo Endosurgery, Inc. APEN Stock Holding History

Luther King Capital Management (LKCM)’s Portfolio APEN Stock Details APEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-272,727	Closed	-$995K	–	613
2022 Q2	$995K	Sell	272,727 -272,727	-50%	-$1.29M	0.01%	389
2022 Q1	$3.3M	Hold	545,454	–	–	0.02%	247
2021 Q4	$4.6M	Hold	545,454	–	–	0.02%	215
2021 Q3	$4.94M	Hold	545,454	–	–	0.02%	207
2021 Q2	$4.42M	Hold	545,454	–	–	0.02%	226
2021 Q1	$3M	Hold	545,454	–	–	0.02%	249
2020 Q4	$1.85M	Hold	545,454	–	–	0.01%	294
2020 Q3	$922K	Hold	545,454	–	–	0.01%	343
2020 Q2	$892K	Sell	545,454 -3,000	-0.5%	-$5.96K	0.01%	332
2020 Q1	$1.05M	Hold	548,454	–	–	0.01%	294
2019 Q4	$1.56M	Hold	548,454	–	–	0.01%	308
2019 Q3	$1.8M	Hold	548,454	–	–	0.01%	284
2019 Q2	$1.78M	Hold	548,454	–	–	0.01%	280
2019 Q1	$2.05M	Hold	548,454	–	–	0.02%	266
2018 Q4	$1.89M	Hold	548,454	–	–	0.02%	267
2018 Q3	$3.93M	Hold	548,454	–	–	0.03%	208
2018 Q2	$3.83M	Hold	548,454	–	–	0.03%	208
2018 Q1	$3.44M	Hold	548,454	–	–	0.03%	217
2017 Q4	$3.07M	Hold	548,454	–	–	0.03%	248
2017 Q3	$2.57M	Buy	+548,454	New	+$2.9M	0.02%	263

Other funds holding APEN

NCM

Nantahala Capital Management New Canaan, Connecticut $2.72B AUM 121.58% 1-Year Est. Return

CPMG Inc Dallas, Texas $37.1M AUM 74.35% 1-Year Est. Return

SCM

Stonepine Capital Management Bend, Oregon $250M AUM 77.6% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

ACM

Archon Capital Management Seattle, Washington $177M AUM 108.05% 1-Year Est. Return

Gagnon Securities New York $519M AUM 44.91% 1-Year Est. Return

Deerfield Management New York $8.48B AUM 99.04% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Gagnon Advisors New York $157M AUM 36.77% 1-Year Est. Return

SCM

Soleus Capital Management Greenwich, Connecticut $2.47B AUM 115.63% 1-Year Est. Return

Luther King Capital Management (LKCM)'s APEN Position: Q3 2022 in Review

Luther King Capital Management (LKCM) sold out of Apollo Endosurgery, Inc. (APEN) in Q3 2022, closing a stake of 272,727 shares — an estimated $995K sold.

Luther King Capital Management (LKCM) first reported a position in APEN in Q3 2017 and held it in 20 quarters. The position peaked at $4.94M in Q3 2021. 53 funds tracked by Wall St. Rank hold APEN as of Q3 2022.

Luther King Capital Management (LKCM) reported no remaining Apollo Endosurgery, Inc. position as of Q3 2022 after selling out during the quarter.
Luther King Capital Management (LKCM) sold 272,727 Apollo Endosurgery, Inc. shares in Q3 2022, an estimated $995K.
Luther King Capital Management (LKCM) first reported a position in Apollo Endosurgery, Inc. in Q3 2017 and held it in 20 quarters.
Luther King Capital Management (LKCM)'s Apollo Endosurgery, Inc. position peaked at $4.94M in Q3 2021.
53 funds tracked by Wall St. Rank held Apollo Endosurgery, Inc. as of Q3 2022.

Based on Luther King Capital Management (LKCM)'s 13F filing for Q3 2022, filed 10 Nov 2022.