We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Financials 4.54%
3 Technology 4.38%
4 Healthcare 4.14%
5 Industrials 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGT icon
2451
State Street SPDR Global Dow ETF
DGT
$631M
$26K ﹤0.01%
370
– –
EET icon
2452
ProShares Ultra MSCI Emerging Markets
EET
$37.4M
$26K ﹤0.01%
+350
New +$29.6K
ENTG icon
2453
Entegris
ENTG
$25B
$26K ﹤0.01%
2,252
+658
+41% +$8.1K
KLIC icon
2454
Kulicke & Soffa
KLIC
$5.01B
$26K ﹤0.01%
1,800
– –
QCRH icon
2455
QCR Holdings
QCRH
$1.73B
$26K ﹤0.01%
1,489
-5,000
-77% -$87.1K
UNFI icon
2456
United Natural Foods
UNFI
$2.9B
$26K ﹤0.01%
424
+41
+11% +$2.58K
CYBE
2457
DELISTED
Cyberoptics Corp
CYBE
$26K ﹤0.01%
2,300
-1,416
-38% -$14.1K
CTB
2458
DELISTED
Cooper Tire & Rubber Co.
CTB
$26K ﹤0.01%
922
-139
-13% -$4.15K
LPT
2459
DELISTED
Liberty Property Trust
LPT
$26K ﹤0.01%
776
+220
+40% +$7.89K
TIME
2460
DELISTED
Time Inc.
TIME
$26K ﹤0.01%
1,093
-200
-15% -$4.82K
FUR
2461
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
$26K ﹤0.01%
1,700
-6,200
-78% -$94.2K
EQC.PRE
2462
DELISTED
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
$26K ﹤0.01%
+1,000
New +$25.4K
SLH
2463
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
$26K ﹤0.01%
454
+33
+8% +$2.09K
PLCM
2464
DELISTED
POLYCOM INC
PLCM
$26K ﹤0.01%
2,111
+1,681
+391% +$21.8K
AXON
2465
Axon Enterprise
AXON
$50B
$25K ﹤0.01%
1,600
-627
-28% -$8.88K
BANX
2466
ArrowMark Financial
BANX
$200M
$25K ﹤0.01%
+1,000
New +$25.4K
BDN
2467
Brandywine Realty Trust
BDN
$541M
$25K ﹤0.01%
1,801
+227
+14% +$3.52K
CENX icon
2468
Century Aluminum
CENX
$4.59B
$25K ﹤0.01%
+970
New +$21.4K
CGW icon
2469
Invesco S&P Global Water Index ETF
CGW
$1.06B
$25K ﹤0.01%
879
– –
FXR icon
2470
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$771M
$25K ﹤0.01%
840
+150
+22% +$4.53K
GNR icon
2471
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$25K ﹤0.01%
506
+1
+0.2% +$52
GPK icon
2472
Graphic Packaging
GPK
$3.46B
$25K ﹤0.01%
2,000
– –
IGPT icon
2473
Invesco AI and Next Gen Software ETF
IGPT
$1.2B
$25K ﹤0.01%
2,100
– –
IIF
2474
Morgan Stanley India Investment Fund
IIF
$220M
$25K ﹤0.01%
1,000
– –
IRDM icon
2475
Iridium Communications
IRDM
$5.27B
$25K ﹤0.01%
+2,866
New +$24.9K
97 98
99
100 101

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 5.2% a quarter earlier, followed by Financials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.